Search for: "American Accounts Advisors Inc."
Results 381 - 400
of 473
Sort by Relevance
|
Sort by Date
1 Aug 2012, 10:02 am
Many times, employer and members of their management unknowingly assume significant risk because of misperceptions about these allocations of duties and operational and legal accountability. [read post]
20 Jul 2012, 8:15 pm
Learn More & Get A 2012 Health Plan Compliance Checkup at 7/24 Health Plan Update WebEx Workshop! [read post]
18 Apr 2012, 9:15 am
20:20 Vision… All told, as related to our nation’s economy, every American citizen today should view the on-going inaction on both sides of the aisle, as utterly intolerable. [read post]
15 Apr 2012, 6:17 pm
American Chiropractic Association Looks at Obesity David C. [read post]
4 Apr 2012, 3:38 pm
Simmons, a business professor at the College of William and Mary and Senior Advisor at Cornerstone Research, believes that large settlements involving American International Group, Inc. and other companies, along with increased Securities and Exchange Commission (SEC) enforcement activity, will lead to a successful year in 2012. [read post]
4 Apr 2012, 2:37 pm
The defendants allegedly steered African-American employees into clerical positions, assigning the larger accounts to white brokers and creating a hostile work environment. [read post]
2 Apr 2012, 6:15 am
“ Well, think of this as Securitization Accounting, Part 2… at Mandelman U. [read post]
8 Mar 2012, 10:44 pm
Both panelists also suggested that you make sure all advisors get along with one another. [read post]
28 Feb 2012, 5:00 am
This case was somewhat analogous to Wal-Mart, involving allegations that Merrill Lynch’s employment practices for its brokers (called financial advisors) had a disparate impact on African-American brokers. [read post]
8 Feb 2012, 1:51 pm
For example, financial advisors registered through a FINRA registered broker-dealer are regulated by FINRA and any disputes arising from a financial advisors servicing of an investor’s account is generally arbitrated through FINRA dispute resolution, whereas RIAs are not currently regulated by FINRA and usually have their own dispute resolution clause – generally requiring claims to be filed through AAA (American Arbitration Association) or JAMS.… [read post]
20 Dec 2011, 8:45 am
Young African-American males today are more likely to go to prison than to college. [read post]
15 Nov 2011, 5:00 am
We had a diverse group of panelists, ranging from government agency members to private company executives, accountants to judges. [read post]
14 Nov 2011, 7:50 am
Richard Clark and Curtis Cusinato - Despite the uncertainty and volatility continuing to affect both the global economy and North American capital markets, controlled auction transactions in the Canadian marketplace remain remarkably active, especially in the mid-market. [read post]
9 Nov 2011, 6:59 am
The court consolidated the five cases into In re American Express Financial Advisors Securities Litigation. [read post]
17 Oct 2011, 6:50 am
Tuesday October 18 2:30 – 3:30 pm EDT American Institute of Certified Public Accountants (AICPA) hosts “Estate planning awareness week consumer seminar. [read post]
6 Oct 2011, 2:53 pm
” Carney has long been Perry’s top political advisor. [read post]
21 Sep 2011, 8:40 am
Plaintiffs alleged that African-American financial advisors were victims of racially discriminatory corporate policies. [read post]
21 Sep 2011, 3:06 am
Group, Inc., 998 A2d 280 [Del 2010]). [read post]
19 Sep 2011, 9:36 am
The Advisors, however, did not explain why such reliance would be unreasonable. [read post]
14 Sep 2011, 1:47 pm
We need to understand what happened, who should be held accountable, and how we avoid future losses. [read post]
