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8 Jun 2021, 1:13 pm
FINRA has barred former SagePoint Financial, Inc. broker Grant Birkley from the securities industry for failing to cooperate with a FINRA investigation of the Form U5 filed by SagePoint Financial, which stated that the firm had discharged Birkley after he admitted making referrals to an outside asset manager without the firm’s approval. [read post]
20 Mar 2010, 2:59 am
The annual Walnut Day run by the University of California Cooperative Extension brought walnut growers and university extension specialists together to talk about food safety, regulations, and the state of the walnut industry on February 5. [read post]
8 Jun 2021, 12:56 pm
FINRA has barred former SagePoint Financial, Inc. broker Cynthia Komarek from the securities industry for failing to cooperate with a FINRA investigation of the Form U5 filed by SagePoint Financial, which stated that the firm had discharged Komarek after she admitted making referrals to an outside asset manager without the firm’s approval. [read post]
28 Aug 2019, 1:39 am
By contrast, in the US the eligibility for cooperation credit is not in any way predicated upon waiver of privilege. [read post]
8 Apr 2010, 1:00 am
In one case, a broker was barred from the industry after borrowing funds from a customer - though the firm prohibited such borrowing - failed to repay the customer, and then failed to cooperate with the regulatory examination. [read post]
20 Apr 2022, 8:19 am
Another option survivors have is to work with a personal injury attorney in Cooper City to file a legal claim. [read post]
1 Dec 2011, 1:59 am
Cooperatives Working Together has responded to the antitrust claims, denying all allegations. [read post]
27 Jun 2011, 1:29 pm
From 1967 to 1987, Plaintiff Dairyland Power Cooperative (Dairyland) operated a nuclear power plant in Genoa, Wisconsin called the La Crosse Boiling Water Reactor. [read post]
24 May 2019, 9:32 am
When Nalesnik refused to give any testimony to FINRA (effectively invoking his 5th Amendment right), FINRA began proceedings to disbar Nalesnik under FINRA rules for his failure to cooperate in an investigation. [read post]
24 May 2012, 5:33 pm
Last year, it was ranked the 9th greatest cooperative among the Global 300 cooperative list by the International Co-operative Alliance. [read post]
11 Apr 2016, 8:19 am
The government would compensate industry for these added costs. [read post]
26 Sep 2022, 2:14 pm
Conference sessions are applicable to cooperatives across all industries, with sessions covering insurance, utilities, agriculture, and more. [read post]
10 Apr 2012, 7:00 am
” “There’s a definite opportunity to revise how the construction industry uses the EMR,” says Cooper. [read post]
29 Sep 2010, 1:37 pm
Department of Energy (DOE) Secretary Steven Chu announced that the Department of Energy has signed final cooperative agreements with the FutureGen Industrial Alliance and Ameren Energy Resources that formally commit $1 billion in Recovery Act funding to build FutureGen 2.0. [read post]
17 May 2021, 12:59 pm
FINRA has barred former LPL Financial LLC broker John Edgar Simmons, Jr. from the securities industry for refusing to cooperate with a FINRA investigation. [read post]
16 Nov 2011, 2:15 pm
http://www.freepatentsonline.com/8060217.htmlThis patent from Korea's Industry-Academic Cooperation Foundation teaches how nanowires can be used to form a neural interface without killing nerve cells. [read post]
8 Jun 2021, 11:52 am
FINRA has barred former Wells Fargo broker Mario Rivero, Jr. from the securities industry for failing to cooperate with a FINRA investigation into allegations made by two former customers. [read post]
1 Apr 2008, 10:27 am
The majority of PCT applications were related to the high-tech and telecommunications industries. [read post]
19 Nov 2010, 8:32 am
Joshua Cooper was arrested last week for unlicensed telemarketing in Boca Raton, Florida. [read post]
6 Jun 2023, 11:05 am
While much of the press cooperated with the state’s censorship efforts and has ignored our court battle, we expect that it will ultimately go to the Supreme Court, setting up Missouri v. [read post]
