Search for: "Hedge Fund Lawyer"
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29 Mar 2016, 11:06 am
By way of background, Ganek’s hedge fund, Level Global Investors (“LGI”), was raided by the FBI in November 2010 in connection with alleged insider trading. [read post]
6 Aug 2008, 2:12 pm
An article on Law.com, from the Fulton County Daily Report, entitled Smith Gambrell Entangled in Hedge Fund Scandal (Alleging legal missteps by law firm, bankruptcy trustee demands more than $80 million in damages), discusses the adversary proceeding of William Perkins, Ch. 11 Trustee v. [read post]
16 Dec 2008, 6:08 pm
Rye Investment Management, a hedge fund subsidiary of Rye, N.Y. [read post]
15 Mar 2019, 6:26 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/4492/securities-industry-commentator/I Gave Him 108 Months Because You Can Dance To It and It's Groovy Leader Of Local Hip-Hop Group Is Sentenced To Nine Years For Bank And Wire Fraud Conspiracy And Aggravated Identity Theft Charges (DOJ Release)California Man Sentenced to 50 Months for Fraudulent Bank Accounts (DOJ Release)Former… [read post]
17 Oct 2007, 4:54 am
It's already the middle of the work week and that means it's time for the round up of interesting New York legal news headlines over the past week: Hedge fund faces 'hormone' harassment suit (Guardian) Rejection of Refiling Narrows Reach of State 'Savings' Law-(discusses NY Court of Appeals decision) (Law.com) New York strip club sued over tip dispute (Reuters) Man accused of stalking Uma Thurman in NYC for past 2 years; sent her e-mails, letters (AP)… [read post]
19 Oct 2018, 6:47 am
One author blames Sears’s demise on the Faustian bargain it made with hedge fund billionaire Edward Lampert in 2004. [read post]
25 May 2015, 9:45 pm
May 26, 2015 - "Prosecuting Patents for Sales and Licensing" (American Bar Association (ABA) Center for Professional Development, Section of Intellectual Property Law, and Young Lawyers Division) - 1:00 to 2:30 pm (ET) May 27, 2015 - "Patent Term Adjustment: 2015 Final Rules" (The Knowledge Group) - 3:00 to 5:00 pm (ET) May 28, 2015 - "Patent Exhaustion and Its Impact on Patent Licensing" (McDonnell Boehnen Hulbert & Berghoff LLP) - 10:00 am to 11:15 am… [read post]
27 Aug 2022, 9:19 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer https://www.rrbdlaw.com/6635/securities-industry-commentator/Tastyworks Eats $2 Million Worth Of Not-So-Tasty ZOOM Options (BrokeAndBroker.com Blog)Unsettling Settlement Puts FINRA's Board of Governors in Troubling Light (BrokeAndBroker.com Blog)US Department of Labor orders Wells Fargo to pay more than $22M for retaliating against executive that alleged financial… [read post]
13 Mar 2008, 3:38 am
March-April Issue: Deal Lawyers Print Newsletter This March-April issue of the Deal Lawyers print newsletter was just sent to the printer and includes articles on: - 2008: The Year of the Activist Hedge Fund - How to Settle Insurgencies and Secure Stockholder Votes Without Creating New Exposures - Engagement Letters: Their Role in Limiting Investment Banker Liability - The Obligations of Financial Advisors - New Decision Upholds Contractual and Other Limitations… [read post]
29 Jan 2021, 10:52 am
Retail Investors Make Stock Market History The week of January 25, 2021 saw a remarkable market event where retail investors bid up the price of a handful of stocks in an attempt to force a “short-squeeze” on major Wall Street hedge funds. [read post]
16 Jun 2008, 2:08 pm
A last-minute settlement deal means the widow of drowned hedge fund millionaire Seth Tobias will avoid a trial. [read post]
18 Nov 2009, 1:27 pm
In Today's Toronto Star story, Millionaire hedge fund boss, Mark Lowe, responds to Wimmer's allegations as "gross distortions" and "hugely offensive. [read post]
13 Mar 2010, 8:45 am
Michael Burry, a Stanford-trained neurologist who left the practice of medicine to manage a hedge fund called Scion Capital. [read post]
1 Dec 2011, 12:56 pm
Former hedge-fund titan Raj Rajaratnam must begin serving his 11-year prison term while he appeals his conviction on insider-trading charges, a federal appellate court ruled Thursday. [read post]
12 Oct 2009, 7:49 am
It’s been 16 months since Ralph Cioffi and Matthew Tannin were handcuffed and marched to Brooklyn federal court on securities fraud charges stemming from the 2007 collapse of two Bear Stearns hedge fund they ran. [read post]
10 Mar 2015, 12:33 pm
” Steven Davidoff Solomon on hedge funds’ use of appraisal rights actions in Delaware. [read post]
11 Jun 2008, 9:18 pm
You're now literally competing with hedge funds for land. [read post]
17 Aug 2017, 7:00 am
Private funds, such as hedge funds, private equity funds, and venture capital funds, are governed by a host of intersecting federal laws that impact who can invest in these fund, including the Securities Act of 1933, the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, and the Investment Company Act of 1940. [read post]
24 Feb 2010, 9:12 am
Nadel, 77, who founded hedge fund Scoop Management in Sarasota, made headlines early last year when he disappeared for two weeks after authorities began investigating investor complaints about missing money. [read post]
6 Dec 2011, 2:35 pm
The FSA fined a hedge fund manager compliance officer 14,000 pounds and banned her from performing any significant influence function in regulated financial services for failing to carry out her duties with due skill and care. [read post]
