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10 Feb 2013, 9:27 pm by Vanessa Schoenthaler
Each of the NYSE and Nasdaq filed proposed rule changes on September 25, 2012, and thereafter filed amendments to their proposed rule changes. [read post]
1 Aug 2021, 10:04 am
SR-NASDAQ-2020-081; SR-NASDAQ-2020-082)Statement on the Commission’s Approval of Nasdaq’s Proposal for Disclosure about Board Diversity and Proposal for Board Recruiting Service by SEC Chair Gary Gensler... [read post]
20 Feb 2007, 4:40 am
   The DC Circuit affirmed the decision by the Commission to uphold a delisting by the NASD of a company traded in Nasdaq. [read post]
24 Feb 2020, 6:10 am
Nasdaq has just announced that it has submitted to the SEC an application for exemptive relief that would facilitate its proposal “to establish a tier nestled [sounds very cozy!] [read post]
26 Apr 2011, 6:41 am by James Hamilton
In a letter to Robert Greifeld, CEO of The NASDAQ OMX Group, Inc and Jeffrey Sprecher, CEO of ICE, Senator Charles Schumer (D-NY) expressed concern with the potential impact a NASDAQ/ICE takeover of NYSE Euronext would have on jobs in and around New York City. [read post]
9 Jul 2016, 8:59 am by Gustav L. Schmidt
That is until recently, when Nasdaq filed a proposed rule change, subsequently approved by the SEC, attempting to address this issue. [read post]
18 Apr 2011, 7:45 am by By DEALBOOK
Last year, the Nasdaq OMX chief's use of the company car for personal reasons totaled $80,627 -- which is roughly the equivalent of Robert Greifeld taking a cab from Nasdaq to the rival Big Board 18 times a day for a decade, reports Footnoted. [read post]
10 Dec 2020, 3:50 am by SHG
Should publicly-traded companies on NASDAQ have a diverse board of directors? [read post]
2 May 2011, 2:58 pm by Gene Quinn
(NASDAQ: TIVO), DISH Network Corporation (NASDAQ: DISH), and EchoStar Corporation (NASDAQ: SATS) announced today that they have settled all of their ongoing patent litigation. [read post]
22 Dec 2009, 7:21 am by Marty Schwimmer
., may limit its agency to service of process to matters relating only to securities; and (2) Baidu's NASDAQ listing constitutes insufficient contacts for purposes of NY personal jurisdiction. [read post]
30 Jan 2024, 7:02 am by FRANK VINLUAN - MEDCITY NEWS
The post ArriVent’s Nasdaq Debut Nabs $175M As Signs Indicate An Opening IPO Window appeared first on Above the Law. [read post]
21 May 2012, 2:04 pm by Mark Astarita
The world's largest IPO has turned into an unmitigated disaster for NASDAQ, which was unable to handle the volume of trading on Friday, the first day of trading in Facebook shares. [read post]
12 Nov 2019, 8:40 am by Dan Bressler
In 2016, Nasdaq acquired International Securities Exchange Inc., which later became Nasdaq ISE, and Fish & Richardson has never represented the subsidiary, according to the board. [read post]
18 Feb 2022, 5:21 pm by John Jascob
By Anne Sherry, J.D.A lawsuit alleging that an underwriter participated in a scheme to subvert Nasdaq’s listing requirements failed to allege scienter. [read post]
9 Jan 2012, 8:51 am by David Feldman
Barron’s reports that a lawsuit was filed this past Thursday against Nasdaq by CleanTech Innovations (CTEK) which was delisted from Nasdaq over a year ago. [read post]
25 Apr 2011, 11:35 am by By MICHAEL J. DE LA MERCED
Nasdaq OMX and the IntercontinentalExchange question the NYSE's newfound numbers. [read post]
12 Apr 2019, 8:51 am by InvestorLawyers
The share price of American Finance Trust (“AFIN”), a REIT that published an estimated net asset value (NAV) of $23.56 a share before listing its shares on the Nasdaq Global Select Market (“Nasdaq”) in the summer of 2018, has continued to languish, reaching a market price as low as $10.08 in trading on April 12, 2019. [read post]