Search for: "Private Capital Investments, LLC"
Results 381 - 400
of 1,616
Sorted by Relevance
|
Sort by Date
13 Jun 2011, 11:05 am
("JCG") and Janus Capital Management LLC ("JCM"). [read post]
15 Jun 2022, 7:50 am
The former investment advisors who were reportedly affiliated with Livingston Group Asset Management Company (Southport Capital), purportedly recommended that their clients invest at least $62 million in Horizon Private Equity III, a private fund allegedly controlled by Southport’s former owner and manager. [read post]
3 Apr 2016, 12:51 pm
These were investment funds offered through a private placement securities offering seeking to raise capital to purchase and invest in distressed mortgage notes following the real estate market crash in 2008. [read post]
7 Jun 2010, 11:54 am
The platform - called the Alternative Investment Product (AIP) - currently is being used by Pershing LLC. [read post]
6 Mar 2018, 11:24 am
Such private securities typically include investments in private placements, closely-held private companies, limited partnerships, certain real estate investments, as well as promissory notes. [read post]
20 Mar 2023, 4:58 am
Press Announcement (March 15, 2023) iCONECT Solidifies Relationship with Strategic Funding Partner NewField Capital and Broadens Product Matrix to Other Industries Investment and Product Update San Francisco, CA – iCONECT, a privately held 20-year industry leader in the development of innovative technology and makers of the award winning iCONECT platform, today announced an investment by NewField Capital Partners that will fund continual growth… [read post]
3 Apr 2014, 6:07 am
Rockwell Global Capital LLC (Rockwell) brokers Robert E. [read post]
9 Sep 2020, 1:00 pm
GPB Capital Update on Investigation According to reports yesterday, Michael Cohn, former chief compliance officer at private equity firm, GPB Capital Holdings, pleaded guilty to a misdemeanor on Tuesday. [read post]
28 Mar 2016, 7:35 am
The complaint alleges that Irving Place III SPV LLC is a shell entity formed and controlled by Caspersen with no legitimate business operations, unlike the similarly named Irving Place Capital Partners III SPV, a legitimate private equity fund not associated in any way with Caspersen.In a parallel action, the U.S. [read post]
24 Nov 2020, 6:52 am
Coggins managed these “funds” through his company Coral Gables Asset Management, LLC. [read post]
16 Jul 2007, 11:24 pm
Not counted in the study was $150,000 contributed to the Edwards campaign by Fortress Investment Group LLC. [read post]
29 Jan 2009, 7:29 pm
The American Banker had an interesting article the other day (paid subscription required) about the private investors who the FDIC and other federal bank regulators are attempting to entice into making investments in banks and thrifts in need of cold, hard capital. [read post]
7 Jan 2016, 2:28 pm
From the Desk of Jim Eccleston at Eccleston Law LLC: Hedge fund managers are often considered the leading investment experts in the world, but 2015 has shown that a million dollar salary is no guarantee of investment success. [read post]
5 Nov 2009, 6:48 pm
Department of the Treasury today announced that RLJ Western Asset Management, LP, has completed an initial closing of a Public-Private Investment Fund (PPIF) established under the Legacy Securities Public-Private Investment Program (PPIP). [read post]
8 Jan 2019, 8:12 am
Securities andExchange Commission (“SEC”) filed a complaint for injunctive and other relief against 1 Global Capital, LLC (“1st Global Capital”) in the U.S. [read post]
25 Oct 2011, 9:51 am
Yet the case of Provident Royalties LLC shows that private placements may have crept beyond their traditional borders. [read post]
13 May 2019, 4:00 am
Sources: SEC Order Against Corinthian Capital Group, LLC, Peter B. [read post]
9 Feb 2022, 9:31 am
Securities and Exchange Commission (SEC) filed an emergency action against Woods, Southport Capital and Horizon Private Equity, III, LLC for “alleged violations of federal securities fraud, with the intent of freezing the parties’ assets, appointing a receiver and gaining a full accounting of the finances involved. [read post]
FINRA Bars John Edgar Simmons, Jr. After Allegations Of Engaging In A Private Securities Transaction
7 Oct 2021, 12:31 pm
He was previously employed with Investors Capital Corp. [read post]
3 Jul 2019, 2:23 pm
On June 2, 2014, Robertson Stephens, an investment bank that provides capital to entrepreneurial clients, affiliated with LiquidSpace and registered the Robertson Stephens LiquidSpace LLC in California. [read post]
