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The SEC also may be reluctant to pare down broad requests for documents and information at the inception of those investigations. [read post]
5 Jun 2012, 12:10 pm by David Smyth
  And so it was with Brett Bankosky in a case recently handed down by Judge Baer in the Southern District of New York: SEC v. [read post]
12 Jul 2016, 5:00 am by John Jascob
It hasn’t slowed down the SEC in terms of the number of insider trading cases brought, but it has resulted in a more intense focus on the issue of personal benefit. [read post]