Search for: "U. S. Securities and Exchange Commission"
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5 Jan 2012, 9:31 am
Haupt was subsequently tried by Military Commission and sent to the electric chair. [read post]
15 Jan 2014, 12:11 am
Here is Eric and Jennifer’s guest post: On the heels of the London Interbank Offered Rate (Libor) scandal, regulators appear to have found a new area of potential improprieties with regard to the foreign exchange market (frequently referred to as “Forex” or “FX”). [read post]
6 Feb 2023, 1:37 pm
Securities and Exchange Commission (SEC) in implementing Section 404. [read post]
19 Jun 2007, 5:15 am
The Securities and Exchange Commission tried to end this structure when it required stock exchanges to impose a one share one vote standard, something ultimately overturned by the courts in Business Roundtable. [read post]
23 Jul 2018, 11:50 am
Germaine, it is difficult to see how the members of the Commission may escape inclusion. [read post]
8 Feb 2015, 1:00 pm
Silk Road logs, found on Ulbricht's laptop, confirms their continued communication, likely via the Pidgin secure chat that DPR helped redandwhite set up. [read post]
29 Mar 2017, 5:09 am
Under the 1975 Securities Acts Amendments, large money-management institutions were required to report their portfolio holdings on a quarterly basis to the Securities and Exchange Commission. [read post]
13 Jul 2021, 3:00 am
California Coastal Commission, 483 U.S. 825 (1987) and Dolan v. [read post]
24 Apr 2018, 1:47 pm
S. [read post]
16 Apr 2010, 4:30 am
Traditionally, countries engaged in exchanges of prisoners of war, both during the war and at its end. [read post]
17 Jul 2020, 7:14 pm
The first, remarks delivered by National Security Advisor Robert C. [read post]
14 Apr 2010, 5:00 am
Gorga, Érica, 27 U. [read post]
24 Feb 2020, 4:05 am
Securities and Exchange Commission, which asks whether the SEC can seek disgorgement of profits as a remedy for violating the securities-fraud laws, along with “some of the ways the Court could decide it[] and some of its potential consequences. [read post]
19 May 2016, 9:30 pm
The Securities and Exchange Commission (SEC) announced that it will grant a whistleblower its third-largest reward ever of between $5 Million and $6 Million – emphasizing that employees are often the ones who are best-placed to discover securities violations, the SEC justified the decision as rewarding an insider tip that led to the discovery of violations that would have been “nearly impossible” for the SEC to detect on its own. [read post]
7 Feb 2009, 5:58 am
S. [read post]
5 Sep 2023, 9:05 pm
Supreme Court next term of Securities and Exchange Commission v. [read post]
12 Jun 2018, 7:15 am
Securities and Exchange Commission, 17-1077 Issue: Whether a misstatement claim that does not meet the elements set forth in Janus Capital Group, Inc. v. [read post]
18 Mar 2016, 1:59 pm
En esencia, el Securities and Exchange Commission destaca cinco requisitos con los cuales tiene que cumplir una compañía: 1. [read post]
4 May 2023, 7:11 am
Although the clinical professor engaged in the discussion with their students, another faculty member was present in the room during the exchange. [read post]
29 Jul 2010, 8:42 am
Using or possessing a deadly weapon during the commission of any felony offense included in chapter 34 of this title; or 9. [read post]
