Search for: "U. S. Securities and Exchange Commission"
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19 Apr 2011, 9:57 am
Rajaratnam is not an isolated fight but rather part of an ongoing doctrinal war pitting the rather extreme views of the Securities and Exchange Commission against the carefully considered law of insider trading articulated by the Supreme Court. [read post]
14 Apr 2011, 8:10 am
Justice Department and Securities and Exchange Commission, is analyzing whether banks were understating their borrowing costs. [read post]
21 Jan 2011, 9:46 am
While in substantial part this may be old news, the Securities and Exchange Commission announced the amendment of a cease and desist order against certin traders associated with Fidelity Investments for conduct that of course took place more than six years ago in 2005. [read post]
9 Nov 2010, 9:18 pm
This time Khast was told that the Federal Trade Commission had issued a cease and desist order against WAMU and that defendant JPMorgan Chase Bank (“JPM Chase”) had assumed all of WAMU’s assets and liabilities. [read post]
13 Oct 2010, 5:00 am
Yet the enabling statute (Securities Exchange Act of 1934) is frustratingly silent on the issue. [read post]
23 Sep 2010, 9:58 am
" for withdrawing Public Company Accounting Oversight Board members and instead vests that authority with Commissioners of the Securities and Exchange Commission. [read post]
23 Sep 2010, 8:00 am
Securities and Exchange Commission (SEC) announced proposals intended to "shed a greater light" on the short-term borrowing practices of public companies. [read post]
20 Aug 2010, 12:30 pm
As we discussed in our post of June 16, the Ontario Securities Commission, Quebec's Autorité des marchés financiers and the U.S. [read post]
10 Aug 2010, 3:50 am
Goldman Sachs is under investigation by United States and British watchdogs over the timing of disclosures relating to the Securities and Exchange Commission's fraud charges against the firm, The Telegraph reported. [read post]
29 Jul 2010, 8:42 am
Using or possessing a deadly weapon during the commission of any felony offense included in chapter 34 of this title; or 9. [read post]
15 Jul 2010, 6:35 pm
The US Securities and Exchange Commission and former SEC attorney Gary Aguirre have settled his wrongful termination lawsuit for $755,000. [read post]
6 Jul 2010, 5:17 pm
The tip was a bad one and the Securities and Exchange Commission sued for securities fraud. [read post]
28 Jun 2010, 8:31 am
The majority held that allowing only the Securities and Exchange Commission (SEC) to remove members of the Public Company Accounting Oversight Board "stripped" the President of the power to hold the Board members accountable. [read post]
28 Jun 2010, 8:18 am
§78d(Securities and Exchange Commission), 48 Stat. 1066, 47 U. [read post]
24 Jun 2010, 2:43 pm
Securities and Exchange Commission’s authority, but only with private investors’ lawsuits.) [read post]
28 May 2010, 9:52 am
-Russia Bilateral Presidential Commission. [read post]
6 May 2010, 7:38 am
Unlike Abbott, the outcome of Morrison seems predictable—that the prescriptive reach of the Act will be pulled-back—but there remains a live issue of whether the Court would put up a bar only to investors’ lawsuits, or whether it will also restrict the Securities and Exchange Commission’s powers to reach trans-national frauds. [read post]
19 Apr 2010, 5:11 pm
See Securities and Exchange Commission v. [read post]
16 Apr 2010, 4:30 am
Traditionally, countries engaged in exchanges of prisoners of war, both during the war and at its end. [read post]
14 Apr 2010, 8:25 am
Securities andamp; Exchange Commission, believes has occurred. [read post]
