Search for: "U.S. Commodity Futures Trading Commission"
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16 May 2023, 12:15 am
Yesterday, the California Department of Financial Protection & Innovation joined with the Commodity Futures Trading Commission and the Hawaii Department of Commerce and Consumer Affairs, Securities Enforcement Branch in filing suit in U.S. [read post]
1 Jun 2021, 1:56 pm
Commodity Futures Trading Commission (CFTC) announced four separate whistleblower awards issued over the previous month. [read post]
2 Jun 2016, 1:22 pm
Commodity Futures Trading Commission. [read post]
10 Jan 2024, 9:01 pm
Importantly, today’s Commission action is cabined to ETPs holding one non-security commodity, bitcoin. [read post]
17 Feb 2011, 5:40 pm
More broadly, Terrence Duffy, Executive Chairman of the CME Group, Inc. was concerned that many of the rulemakings to date would unnecessarily convert the regulatory system for the futures markets from the highly successful principles-based regime that has permitted U.S. futures markets to prosper to a restrictive prescription-based regime that will stifle growth and innovation. [read post]
11 Dec 2020, 11:57 am
This week’s Catch of the Week highlights the participation of the Commodity Futures Trading Commission (CFTC) in the settlement of an international bribery and kickback scandal involving Vitol Inc., a member of the Vitol Group, the world’s largest privately owned oil and gas trading firm. [read post]
24 Oct 2022, 6:45 am
”To reduce disruptions in the FX market, the IAA suggests several options for actions the Commission could take, separately or with the CFTC, including:The Commission could consult with the Commodity Futures Trading Commission (CFTC), which has primary responsibility for overseeing foreign currency trading, to determine whether that agency can take any action in the FX markets to support the SEC’s move to T+1 settlement.The… [read post]
20 Oct 2011, 12:30 am
However, Bottolfson only ever invested $2.97 million in commodity futures. [read post]
25 Apr 2014, 12:46 am
Commodity Futures Trading Commission (the "CFTC") is an independent federal agency that regulates derivative products tied to interest rates and commodities, such as swaps, options and futures. [read post]
2 Aug 2016, 7:32 am
Commodity Futures Trading Commission (Joint Member Agencies) today issued this statement to highlight significant actions taken since the issuance last July of their Joint Staff Report on the U.S. [read post]
3 Feb 2012, 6:11 am
The Commodity Futures Trading Commission (CFTC), the governmental agency which oversees the managed futures industry, is dealing with not only the MFG bankruptcy but a whole host of other issues. [read post]
25 Dec 2013, 3:44 pm
As a result, the imposition of large fines and the initial prosecution of the LIBOR scandal were carried out by the Commodity Futures Trading Commission, with individual traders being called to prosecution in the U.S. by the Department of Justice.MEP McCarthy said that the litmus test of the new Market Abuse Regulation will be whether the E.U. is able to use it to capture potential or emerging abuses and whether they are tough enough to be a… [read post]
29 Mar 2011, 10:42 am
The article explains that the Speech or Debate Clause of the U.S. [read post]
5 Jan 2012, 8:57 am
Commodity Futures Trading Commission (“CFTC”) recently promulgated rules requiring the registration of foreign boards of trade (“FBOTs”) that provide U.S. members and participants with direct access to the FBOTs’ electronic trading and order matching systems (see WSLR, December 2011, page 8). [read post]
15 Sep 2019, 11:39 am
The NFA is subject to the broad authority of the Commodity Futures Trading Commission. [read post]
6 Sep 2022, 12:21 pm
Senators Kirsten Gillibrand (D-NY) and Cynthia Lummis (R-WY) introduced legislation on June 7, 2022 that would implement and divide oversight of the cryptocurrency market between the Securities and Exchange Commission (“SEC”) and the Commodity Futures Trading Commission (“CFTC”). [read post]
21 Jul 2009, 7:05 am
Currently, only certain advisors are required to register with the Commodity Futures Trading Commission (CFTC). [read post]
23 Apr 2021, 3:54 pm
Commodity Futures Trading Commission (CFTC) announced an approximately $3 million award to a whistleblower who provided the agency with original information that helped lead to a successful enforcement action. [read post]
18 Apr 2024, 12:52 pm
The Commodity Futures Trading Commission (CFTC) released preliminary guidance regarding the trading of voluntary carbon credits on designated contract markets. [read post]
14 Nov 2023, 9:04 am
Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC) surpassed $2 billion in whistleblower awards, according to the whistleblower law firm Kohn, Kohn & Colapinto. [read post]
