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23 Jun 2022, 6:32 am
Posted by Subodh Mishra, Institutional Shareholder Services, Inc., on Thursday, June 23, 2022 Editor's Note: Subodh Mishra is Global Head of Communications at Institutional Shareholder Services, Inc. [read post]
22 Jun 2022, 9:05 pm
This post comes to us from J.S. [read post]
21 Jun 2022, 8:05 am
Arete Wealth Management Cabot Lodge Securities Centaurus Financial Inc. [read post]
13 Jun 2022, 6:56 am
The Schwab Intelligent Portfolios division served almost $64 billion in client assets as of March 31, up 51% from a year earlier. [read post]
12 Jun 2022, 2:20 pm
According to news reports, the investigators are reviewing statements in DWS’s 2020 annual report that over half of the firm’s $900 billion assets under management were invested using environmental, social, and governance criteria. [read post]
11 Jun 2022, 12:47 pm
Some background Until 2008, Lehman Brothers1 was one of the largest investment banks in the United States, with hundreds of billions of dollars in assets under management and more than 25,000 employees in offices worldwide. [read post]
10 Jun 2022, 7:22 am
Cynthia Lummis (R-Wyo.) and Kirsten Gillibrand (D-N.Y.), who are seeking to extend a comprehensive set of regulations across digital assets in the U.S. and have given industry lobbyists something meaty to debate. [read post]
9 Jun 2022, 6:05 am
WhatsApp Inc. [read post]
6 Jun 2022, 12:31 pm
Elvis Presley Enterprises, Inc. is a corporate entity to conduct business and manage assets previously belonging to Elvis, including Graceland. [read post]
6 Jun 2022, 6:53 am
The agreement included a burdensome compliance plan and a $35,000 penalty for the hotel and asset management company. [read post]
2 Jun 2022, 7:30 pm
An L bond is an unrated life insurance bond that is used to finance the purchase and premium payments of life insurance settlement contracts purchased in the secondary market. [read post]
31 May 2022, 5:33 am
Aderton, Co-Chief of the SEC Enforcement Division’s Asset Management Unit and a member of the Task Force. [read post]
26 May 2022, 1:53 pm
(“Sycamore”) merger forming Nine West Holdings, Inc. [read post]
25 May 2022, 9:01 pm
It asks for information on the impact of the Russian invasion on operations, assets, and liquidity, with a particular focus on assets that may be seized by the Russian government. [read post]
24 May 2022, 5:00 am
Aderton, Co-Chief of the SEC Enforcement Division’s Asset Management Unit and a member of the Task Force. [read post]
23 May 2022, 9:01 pm
Since the Spring Meeting, however, the DOJ’s attempts to bring cases under such novel theories have failed in two separate actions: the DaVita, Inc. no-poach case, and the Jindal wage-fixing allegation. [read post]
23 May 2022, 6:12 am
By John Filar AtwoodThe SEC has ordered First Republic Investment Management, Inc. to pay more than $1.8 million in disgorgement, interest, and penalties for breaches of fiduciary duties to its investment clients. [read post]
20 May 2022, 11:57 am
Interest rate changes can also affect its net asset value and share price. [read post]
20 May 2022, 7:35 am
No Labels, Inc., decided today by Judge Paul Byron (M.D. [read post]
19 May 2022, 6:03 am
Sources: Management Science Associates Inc., state revenue departments, author calculations. [read post]
