Search for: "United States Securities and Exchange Commission"
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5 Jun 2023, 9:30 pm
The law “subjects to the practically uncontrolled discretion of the Commission every issue or general sale of stocks, bonds, or securities hereafter to be made in Michigan. [read post]
5 Jun 2023, 10:13 am
FINRA and the SEC (Securities and Exchange Commission) may impose regulatory actions against a broker-dealer such as censures, fines, suspensions and restitution, among others. [read post]
1 Jun 2023, 5:16 am
If bipartisan agreement in the United States is rare, in at least one area, it is increasingly clear: “economic security is national security. [read post]
30 May 2023, 6:00 am
The justices unanimously held that the statutory review schemes set out in the Securities Exchange Act and Federal Trade Commission Act do not displace a district court’s federal-question jurisdiction over claims challenging as unconstitutional the structure or existence of the Securities and Exchange Commission (SEC) or the Federal Trade Commission (FTC). [read post]
29 May 2023, 10:00 am
One of these groups is the Medicare Payment Advisory Commission (MedPAC). [read post]
27 May 2023, 9:05 pm
Securities and Exchange Commission (SEC) Troy A. [read post]
26 May 2023, 6:02 am
Belton concluded that these changes could position the United States as a leader in international discussions on regulation of AI. [read post]
25 May 2023, 9:01 pm
As is customary, I’d like to note that my views are my own as Chair of the Securities and Exchange Commission, and I’m not speaking on behalf of my fellow Commissioners or the SEC staff. [read post]
24 May 2023, 6:37 am
Part of Just Security’s work on accountability and election law. [read post]
23 May 2023, 9:01 pm
That’s why they passed the Securities Exchange Act of 1934, which covered intermediaries such as exchanges and broker-dealers as well as established our agency to oversee the securities markets. [read post]
23 May 2023, 12:46 pm
As we push the Securities and Exchange Commission (SEC) to act to require tax transparency at all companies, the main way to achieve tax transparency in the interim is through shareholder action: voting on resolutions and pressuring the company into being more open about their finances. [read post]
23 May 2023, 5:50 am
But will a tax fraud theory hold water in state court? [read post]
22 May 2023, 9:05 pm
In the United States, though, the SEC issued specific rule-based guidelines on the subject. [read post]
18 May 2023, 8:01 am
United States, as well as a second case, Brown v. [read post]
17 May 2023, 6:41 am
Securities and Exchange Commission to resolve its dispute with law firm Covington & Burling over the agency’s demand for the names of 300 clients affected by a cyberattack on the firm. [read post]
16 May 2023, 9:32 am
The FCPA is the United States’ premier anti-bribery law. [read post]
16 May 2023, 12:01 am
And so the interactions with disabled people, I think, would be much more welcoming and probably inviting to real, genuine human exchange. [read post]
15 May 2023, 6:30 am
The 2019 collapse of the Brumadinho dam in Brazil not only released 12 million tons of mining waste and took 270 lives, it prompted the filing of a major securities fraud enforcement case in the United States by the Securities & Exchange Commission (SEC). [read post]
15 May 2023, 6:30 am
The 2019 collapse of the Brumadinho dam in Brazil not only released 12 million tons of mining waste and took 270 lives, it prompted the filing of a major securities fraud enforcement case in the United States by the Securities & Exchange Commission (SEC). [read post]
15 May 2023, 5:55 am
Organization of the Work As readers of Just Security will recall, on Nov. 18, 2022, the United Nations General Assembly’s Sixth Committee (the legal committee) adopted Resolution 77/249 on the International Law Commission’s (ILC’s) Draft Articles on crimes against humanity (CAH Draft Articles), creating a two-year process for their debate and discussion within the committee. [read post]
