Search for: "K. B. R."
Results 4021 - 4040
of 5,018
Sorted by Relevance
|
Sort by Date
14 May 2019, 11:24 am
Specifically, there is now a significant question about whether this decision upends the long-standing SEC position that administrative proceedings can brought under Exchange Act Sections 15(b)(4) and (b)(6) and Advisers Act Sections 203(e) and (f), which also require a “willfulness” finding, based on just the barest minimum of understanding, as many have said, “not sleepwalking. [read post]
19 Mar 2018, 9:17 am
Or that form 1099-K? [read post]
17 Sep 2008, 5:08 am
The complaint itself further alleges with respect to these "extremely high-risk and illiquid auction rate securities" that NextWave "had misrepresented these investments as marketable securities on its balance sheet included in its financial statements disseminated in its Form 10-K and 10-Q and press release. [read post]
24 Mar 2011, 7:00 am
Section 201(b) of the Dodd-Frank Act requires the FDIC (in consultation with the Secretary of the Treasury) to promulgate regulations establishing standards under which the FDIC will identify nonbank companies that are “predominantly engaged in activities that are financial in nature or incidental thereto. [read post]
30 Oct 2019, 8:12 am
§ 1630.2(k)(1)). [read post]
10 Feb 2010, 9:23 am
In order to counter the vicious hate directed at No. 33, I give you something beautiful: K 333.] [read post]
19 Feb 2018, 2:03 pm
This includes disability, pension, defined contribution plans (401(k) and 403(b)) and nonqualified deferred compensation plans. [read post]
25 Mar 2010, 9:11 am
(b) “Personal consumption” shall include but is not limited to possession and consumption, in any form, of cannabis in a residence or other non-public place, and shall include licensed premises open to the public authorized to permit on-premises consumption of cannabis by a local government pursuant to section 11301. [read post]
1 Sep 2017, 3:00 am
She wouldn’t hesitate for a second to instruct Subsidiary B to allocate all of its unrestricted earnings to Subsidiary A if Subsidiary A earned 15% on its invested capital compared to 5% for Subsidiary B. [read post]
14 Aug 2024, 1:57 am
Malta, no. 17056/06, paragraphs 78); (k) ONE oral hearing at FIRST instance may suffice (e.g. [read post]
24 Jul 2009, 6:42 am
”Jonathan Lee Riches d/b/a/ Irving Picard or a/k/a Irving Picard. [read post]
24 Nov 2021, 12:25 pm
Angell, Joseph K. [read post]
14 Jul 2012, 12:55 pm
In K. [read post]
26 Nov 2009, 7:15 pm
See below: On October 1, 2009, the Company received a comment letter from the Division of Corporation Finance of the SEC regarding the Company's 2008 Form 10-K/A and June 30, 2009 Form 10-Q. [read post]
27 Dec 2011, 11:30 am
(k) Indecent act. [read post]
30 Dec 2016, 8:36 am
I don’t in fact think it happens very often in cases where the violence is serious*, and even less often in cases of sexual assault or r*pe, but we all have to acknowledge that the jury is still out on quite how often it happens because all we have at present is anecdotal evidence that it is happening to some extent (and that anecdotal evidence makes pretty depressing reading). [read post]
12 Nov 2008, 5:32 am
Glover, Henry K. [read post]
8 Jul 2010, 5:00 am
Colbert 99,944 199,888 0 0 299,832 Charles K. [read post]
18 Sep 2019, 9:06 am
Landis & Loria B. [read post]
25 Jun 2008, 5:52 pm
Powell, Sandra K. [read post]
