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6 Mar 2012, 8:45 am by Felix Shipkevich
The increase would relieve agriculture and energy traders from swaps dealers’ increased capital requirements and hedging costs. [read post]
6 Mar 2012, 6:00 am by SECLaw Staff
The note continues to advise that changes in trading patterns, a high volume of trade cancellations or corrections, manual trade adjustments, or unexplained profits for a particular trader or client may warrant additional scrutiny. [read post]
6 Mar 2012, 5:47 am by Frank Pasquale
If we're going to bring up the financial sector, a better analogy would compare pay differentials between revenue-generating traders (providers) and the back office clerical and IT workers (insurers), rather than assume some common baseline of industrial profitability. [read post]
5 Mar 2012, 4:29 am by By MARK SCOTT
Mike Stewart, the global head of proprietary trading at JPMorgan Chase, is leaving the bank to start his own hedge fund, as banks reorganize their operations ahead of the implementation of the so-called Volcker Rule. [read post]
3 Mar 2012, 5:58 pm
In February of 2012, England followed the example set by Australia and New Zealand when a high court judge ruled that a former trader allegedly involved in a brokerage scam could be served using Facebook. [read post]
3 Mar 2012, 3:37 pm by Lawrence Solum
" -- Kelly Dawn Askin, Senior Legal Officer, International Justice, Open Society Justice Initiative "We sail alongside the myriad frauds adopted by slave traders to evade detection by the British Navy. [read post]
3 Mar 2012, 1:59 am
., Carl Jr's, Chick Fil-A, Chipotle Mexican Grill, Coleman Natural Foods Compass Group, Costco,and Dean & Dulca.Also with no contact lobbyist on retainer are: Dunkin Donuts, Hardee's, In-N-Out Burgers, Jack in the Box, Jennie O Turkey Store, Murray' Chicken, Niman Ranch, Ozark Mountain Port, Panda Express, Panera, Pilgrim's Pride, Popeyes, Restaurant Associates, Roy Rogers, Sonic, Stoneyfield Farm, Stop and shop, Subways, Sweetgreens and Tim Hortons.Some, like… [read post]
2 Mar 2012, 8:16 pm
You could apply for an H-1B nonimmigrant visa; an L1, Intra-Company Transferee visa; possibly an E1, Treaty Trader visa or an E2, Treaty Investor visa, an E3 Australian visa, or a TN visa, etc. [read post]
2 Mar 2012, 4:26 pm by Ailyn Cabico
Written by: Ildiko Duckor and Peter Chess In light of the current regulatory environment, now more than ever, it is critical for you to comply with all of the legal requirements and best practices applicable to Investment Advisers. [read post]
2 Mar 2012, 8:39 am by tracey
“A Credit Suisse trader who claimed his boss told him to pull himself together when he complained of feeling suicidal has lost his tribunal claim.” Full story Daily Telegraph, 2nd March 2012 Source: www.telegraph.co.uk [read post]
1 Mar 2012, 12:52 pm by Daniel Shaviro
"The article further concludes that a rationale for the FTT not emphasized by the European Commission – its addressing wasteful over-investment in the activity of seeking trading gains at the expense of other traders – could conceivably support its enactment, though it is uncertain that the social benefits would exceed the costs. [read post]
1 Mar 2012, 12:25 pm
If a firm notices a change in trading patterns, a high volume of trade cancellations or corrections, manual trade adjustments, or unexplained profits for a particular trader or client, then the firm may need to apply additional scrutiny. [read post]
1 Mar 2012, 7:50 am
They have traders who are actively involved in the markets at all times, and they would be able to move in and out of the market as needed to neutralize any attempted manipulations by the Chinese government. [read post]
1 Mar 2012, 6:18 am by Legal Beagle
AS SENIOR FIGURES in Scotland’s legal establishment quake at the thought of new revelations of a continuing Magic Circle of gay Scottish judges who have perverted the course of justice in Scotland’s courts for sexual favours involving young males, both in Scotland & abroad in Thailand, the spotlight has shifted to the current prominent positions, some very close even to the First Minister Alex Salmond himself and other sideline business ventures of political allies (funded by… [read post]
1 Mar 2012, 1:42 am by Jacqui Hatfield
We advise a broad range of clients, ranging from banks, insurance companies, fund managers, asset managers, corporate finance boutiques, brokers, traders, exchanges and fund platforms. [read post]
29 Feb 2012, 7:34 pm
Factors that courts would take into account to determine whether sophisticated means were applied by the inside trader include how many transactions were made, the monetary value of each transaction, the number of securities involved, the duration of time that the offense took place for, whether shell companies, fake entities, or offshore accounts were used to hide the transactions, and if auditing mechanisms, internal compliance policies, and compliance and ethics programs were undermined… [read post]
29 Feb 2012, 3:43 pm by Glenn Reynolds
We feed a family of five on $160 to $180 per week for groceries, and not eating junk either…my wife buys a lot of fruits (for snacks) and vegetables, plus organics too (lots of shopping at Trader Joe’s). $180/week for a family of five works out to $5.14 per day per person. [read post]
29 Feb 2012, 6:22 am by Steven Berk
  In other words, not only do selfish traders capitalize at the risk of others; they also have minimal idea what the function or impact will be of the financial instruments they create. [read post]
29 Feb 2012, 5:52 am
In addition to improper trades by rogue brokers, unauthorized trading can be done by traders, trading desk assistants, portfolio managers, risk managers or other firm employees, including those in administrative positions in the firm's back office. [read post]