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11 Jan 2011, 10:27 am
FINRA announced yesterday that effective October 11, 2011, the old NASD Suitability Rule and NYSE Rule 405 have been consolidated.andnbsp; While some of the changes or explicit references in the new rule are helpful to investors, the new rule does not include securities transferred into an account, or arguably the recommendation to hold these securities purchased elsewhere. andnbsp; Know Your Customer andnbsp; In general, new FINRA Rule 2090 (Know Your Customer) is modeled after former NYSE Rule… [read post]
11 Jan 2011, 10:27 am
FINRA announced yesterday that effective October 11, 2011, the old NASD Suitability Rule and NYSE Rule 405 have been consolidated. [read post]
10 Jan 2011, 6:14 am
Shares of Smith & Nephew surged on the London Stock Exchange on Monday, getting a boost from a report that the medical device maker had rejected a $10.9 billion takeover bid by Johnson & Johnson. [read post]
10 Jan 2011, 5:00 am
Los Angeles County Superior Court Judge Robert J. [read post]
9 Jan 2011, 5:59 am
Stephanie and Jacob: S. to J. [read post]
7 Jan 2011, 7:20 am
In the meantime, MOVE THIS CHAIR AT YOUR OWN RISK J. [read post]
6 Jan 2011, 7:13 pm
Los Angeles Superior Court Judge Robert J. [read post]
5 Jan 2011, 11:17 am
J. [read post]
5 Jan 2011, 12:30 am
The Queen, 5 Best & Smith, 635, 642, 643; Selvester v. [read post]
4 Jan 2011, 4:08 pm
Smith (a Dubya appointee), which in the first round was reversed on summary judgment of non-infringement. [read post]
4 Jan 2011, 10:00 am
Martin J. [read post]
4 Jan 2011, 8:50 am
Eventually Hawes taught at both Smith and Wellesley. [read post]
4 Jan 2011, 2:18 am
Smith (Ohio 2009) 920 N.E.2d 949, 955.) [read post]
3 Jan 2011, 8:04 am
You know my friends: Grant, Franklins and J-j-j-jackson! [read post]
2 Jan 2011, 6:38 am
It is always a pleasure to hear from Lord Shagger, a former Partner at Muttley Dastardly LLP. [read post]
2 Jan 2011, 2:42 am
Date Case Name Reference Court Subject Matter Posts Final win - C or D 15.12.10 Shergill v Purewal Sir Charles Gray Libel Summary Determination D 13.12.10 Smith v ADVFN [2010] EWHC 3255 (QB) Tugendhat J Libel Summary Determination D 3.12.10 Lait v Evening Standard (No.2) [2010] EWHC 3239 (QB) Eady J Libel Fair Comment Summary Determination D 24.11.10 Daniels v BBC [2010] EWHC 3057 (QB) Sharp J Libel Strike Out 5RB D … [read post]
1 Jan 2011, 12:00 pm
Penalver & Sonia Katyal Legality by Scott J. [read post]
31 Dec 2010, 8:21 am
A recent iBrief by Michael J. [read post]
29 Dec 2010, 10:04 am
Thomas J. [read post]
26 Dec 2010, 8:08 pm
No, I think that belongs to the late Anna Nicole Smith, who married tycoon billionaire J. [read post]
