Search for: "SECTION 13 OFFICER" Results 4101 - 4120 of 7,761
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19 Mar 2015, 7:30 pm
(In re Willoughby's Will, Sup., 45 N.Y.S.2d 177, affd. 268 App.Div. 1046, 52 N.Y.S.2d 793; Matter of Collins, 13 N.Y.2d 194, 245 N.Y.S.2d 384, 195 N.E.2d 53.) [read post]
17 Mar 2015, 12:00 pm by Charles Ha
Similarly, under Rule 506(d) of the Securities Act, known as the Bad Actor Rule, a private securities offering to accredited investors is not eligible to be an exempted transaction under Section 4(a)(2) if, among other things, the issuer or one of its directors or officers has been convicted of, or is subject to, a court or regulator’s order finding a violation of state or federal securities laws. [read post]
17 Mar 2015, 8:52 am by WIMS
Court of Appeals, Ninth Circuit, Case No. 13-70167 (unpublished). [read post]
On February 27, 2015, the Board of Governors of the Federal Reserve System (the “Federal Reserve”), the Office of the Comptroller of the Currency, the Federal Deposit Insurance Corporation, the Securities and Exchange Commission and the Commodity Futures Trading Commission (collectively, the “Agencies”) provided an important addition to their existing list of Frequently Asked Questions (“FAQs”) addressing the implementation of section 13… [read post]
17 Mar 2015, 4:18 am by Kevin LaCroix
S-K is an actionable omission under Section 10(b) and Rule 10b-5. [read post]
16 Mar 2015, 6:15 am by The Public Employment Law Press
For example, Section 13-173.1 of the Administrative Code requires a member of the City’s Employees’ Retirement System to "be in service" on the effective date of his or her retirement or vesting of retirement benefits. [read post]
16 Mar 2015, 4:23 am by Kelly Phillips Erb
Your address is reported at box (f) and should reflect your mailing address – which could be a post office box – likely without punctuation (a USPS preference). [read post]
14 Mar 2015, 6:48 pm by Stephen Page
 The frequency of reporting should be reviewed after 12 months from finalisation ofthe Strategy.(4) The Premier of Queensland tables the oversight body’s reports in the Queensland Parliament.(5)The Queensland Government develops a detailed evaluation framework to evaluate implementation of the Taskforce’s recommendations and as part of the Domestic and Family Violence Prevention Strategy and which allows for the assessment of:The impact of the reform overall in terms of driving… [read post]
12 Mar 2015, 6:57 pm by Sabrina I. Pacifici
Petitions filed in the U.S. bankruptcy courts decreased 13 percent to 963,739. [read post]
12 Mar 2015, 1:55 pm by Kyle Green
If § 13-905(C) and § 13-906(C) contradict § 13-907 (C), the two former sections rule. [read post]
12 Mar 2015, 1:55 pm by Kyle Green
If § 13-905(C) and § 13-906(C) contradict § 13-907 (C), the two former sections rule. [read post]
12 Mar 2015, 8:58 am by JD Hull
Since you talk about it so much at parties and in bars, it's high time you read it. [read post]
11 Mar 2015, 9:10 pm
Notably, moreover, Culliss discloses an embodiment in which articles that are given an “X-rated” score for adult content are filtered out and not displayed to persons who enter “Grated” queries[…].Id. at *12–13 (internal citations omitted).As the asserted patents themselves acknowledge, however, search engines, content based filtering, and collaborative filtering were all well known in the art at the time of the claimed invention[…].Id. at *9… [read post]
11 Mar 2015, 10:16 am by Sebastian Brady
The AP reports that several bombings in Afghanistan yesterday killed at least 13 people. [read post]
9 Mar 2015, 4:11 pm by Patti Waller
The fair (the Central Florida Fair) was held from March 3-13, 2005. [read post]
9 Mar 2015, 7:44 am by Andrew Frisch
Section 1 requires agencies to use the same procedures when they amend or repeal a rule as they used to issue the rule, see 5 U. [read post]
9 Mar 2015, 7:44 am by Andrew Frisch
Section 1 requires agencies to use the same procedures when they amend or repeal a rule as they used to issue the rule, see 5 U. [read post]
8 Mar 2015, 12:59 pm by Leslie Sammis
The administrative order provides that the State Attorney’s Office and Public Defender’s Office have agreed to the terms and may modify the terms by stipulation after consultation with the Veterans Treatment Court Oversight Committee.DUI Cases in Veterans Treatment Court? [read post]