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15 Oct 2009, 2:56 pm
Between Sept. 1 and Oct. 1, the date on which the most current available decision with FINRA is posted, Schwab has lost seven out of 10 YieldPlus FINRA arbitration cases, according to the Investment News article. [read post]
3 Nov 2015, 10:30 am
Specifically, the Crowdfunding Regulation rules would: Permit a company to raise up to $1 million in any 12 month period through crowdfunding offerings; Permit individual investors, over a 12 month period, to invest across all crowdfunding offerings up to: $2,000 or 5% of their annual income or net worth, whichever is less, for individuals with annual income or net worth below $100,000, or 10% of their annual income or net worth, whichever is less, for… [read post]
13 Dec 2020, 5:00 pm
Additionally, for certain qualified individuals who are younger than 59 and 1/2, the 10% early withdrawal penalty was suspended for 2020 if they withdraw funds from their retirement accounts. [read post]
9 May 2008, 6:30 am
"The advisor to these individuals carefully should consider what estate planning steps are most appropriate and what level of transfers, if any, the individual reasonably can afford to make. [read post]
29 Jul 2022, 2:47 pm
Id. at 136:9– 10. [read post]
10 Dec 2009, 8:50 am
Generally, early withdrawal from an Individual Retirement Account (IRA) prior to age 59 1/2 is subject to being included in gross income plus a 10 percent additional tax penalty. [read post]
5 Jun 2012, 10:08 pm
SEC Approves Proposals to Address Extraordinary Volatility in Individual Stocks and Broader Stock Market, SEC, June 1, 2012 SEC approves plan to ease volatility in US stocks, Reuters, June 1, 2012 More Blog Posts: Look Out for Rule Recommendations on Consolidated Audit Trail, Market-Wide Circuit Breaker Changes, and Limit Up-Limit Down Mechanisms, Institutional Investor Securities Blog, March 10, 2012 Several Claims in Securities Fraud Lawsuit Against… [read post]
9 Jun 2009, 6:00 am
Individuals driving while intoxicated, otherwise known as DUI, are responsible for more than 1/3 of all traffic deaths in this country. [read post]
11 Aug 2015, 12:16 pm
Listeria is an organism which can cause serious and sometimes fatal infections to individuals with weakened immune systems. [read post]
20 Jun 2008, 6:55 pm
FMCSR, 49 CFR 390.5 defines "person" as follows: Person means any individual, partnership, association, corporation, business trust, or any other organized group of individuals. [read post]
4 Aug 2022, 12:39 pm
A study of U.S. tax changes since World War II found that a 1 percentage point cut in the average corporate tax rate raises real GDP per capita by 0.6 percent after one year, a somewhat larger impact than a similarly sized cut in individual income taxes. [read post]
10 Jun 2022, 1:10 pm
Individuals who became ill are between 10 to 75 years of age. [read post]
13 Nov 2014, 5:00 am
” 2014 WL 5801604, at *10. [read post]
2 Jun 2014, 5:21 am
P1–10–1155A (Rhode Island Superior Court 2012). [read post]
10 Sep 2009, 7:54 pm
As a result, the price of legal services is prohibitively high for many individuals, businesses, and other entities. [read post]
30 Apr 2007, 11:35 am
Section 271(f) by a 7-1 vote.Now in KSR v. [read post]
21 Jan 2012, 8:55 pm
As the CDC reported as of January 19, 2012, a total of 68 individuals infected with the outbreak strain of Salmonella Enteritidis have been reported from 10 states. [read post]
3 Oct 2019, 2:44 am
Although healthy individuals may suffer only short-term symptoms such as high fever, severe headache, stiffness, nausea, abdominal pain and diarrhea, Listeria infection can cause miscarriages and stillbirths among pregnant women. [read post]
3 Oct 2019, 4:27 pm
Although healthy individuals may suffer only short-term symptoms such as high fever, severe headache, stiffness, nausea, abdominal pain, and diarrhea, Listeria infection can cause miscarriages and stillbirths among pregnant women. [read post]
23 Feb 2020, 8:13 pm
Board of Governors of the University of British Columbia, 1980 CanLII 10 (SCC), [1980] 1 S.C.R. 1105. [read post]
