Search for: "E* Trade Bank"
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12 Nov 2007, 10:38 am
But its stock got crushed Monday amid fears about a distinctly old-fashioned problem: a run on the bank. [read post]
13 Nov 2007, 5:18 am
E*Trade, an Internet-based brokerage and bank, called the analyst’s comments “irresponsible” and assured customers Monday that it remained “well capitalized by [...] [read post]
8 Jun 2015, 4:41 pm
Second, to limit capital arbitrage between the trading book and the banking book, as well as between banking book portfolios that are subject to different accounting treatments. [read post]
27 Feb 2010, 10:52 am
This means goods made by Israelis or Jews in the West Bank cannot benefit from a trade deal giving Israel preferential access to EU markets. [read post]
11 Jan 2010, 10:22 am
Financial markets, in turn, are connected with each other through the trading activities of financial intermediaries and through end investors active in more than one market. [read post]
4 Jun 2012, 12:19 pm
Regulators are examining whether Morgan Stanley, the investment bank that shepherded Facebook through its highly publicized stock offering last week, selectively informed clients of an analyst's negative report about the company before the stock started trading. [read post]
20 Mar 2015, 1:06 pm
New rules introduced since the 2007/09 financial crisis required banks to hold more capital for trading activities, making these areas less profitable and prompting cuts to trading desks. [read post]
13 Feb 2012, 1:29 pm
Morgan Chase, Bank of America) from engaging in proprietary trading. [read post]
4 May 2022, 7:40 am
He also filed a police report and completed an identity theft report with the Federal Trade Commission. [read post]
29 Apr 2008, 1:15 am
Office of Fair Trading v Abbey National plc and Others Queen’s Bench Division “Terms in standard form contracts between bank and customer providing for relevant charges were not exempt from assessment as to fairness. [read post]
3 Sep 2009, 8:09 am
But the counterparties of the shadow banks had to worry about the solvency of their trading partners. [read post]
7 Jan 2014, 6:09 am
These Davis Polk flowcharts are designed to assist banking entities in identifying permissible and impermissible proprietary trading activities under the final regulations implementing the Volcker Rule, issued by the Federal Reserve, FDIC, OCC, SEC and CFTC on December 10, 2013. [read post]
26 Aug 2009, 4:41 pm
Whenever there is talk of using the fact that the government has bailed out big banks to control some of the behavior that caused the bailout to be necessary or that represents an unseemly means of making a profit off customers (speculative use of derivatives, "high frequency trading" by big banks that essentially makes a profit by trading on client data in ways that… [read post]
10 Mar 2022, 12:50 pm
In August 2021, BitMEX agreed to pay up to $100 million to settle separate charges for unlawfully accepting customer funds to trade cryptocurrency when it was not registered to do so, as well as failure to conduct customer due diligence. [read post]
23 Jun 2020, 6:57 am
How is distributed ledger technology used, or potentially used, in banking activities (e.g., identity verification, credit underwriting or monitoring, payments processing, trade finance, and records management)? [read post]
26 Sep 2012, 1:42 am
As noted here, in April 2012, the SEC filed a civil enforcement action against two former officers of the publicly traded holding company of the failed Franklin Bank. [read post]
10 Feb 2022, 10:54 am
One such difficulty is managing policy trade-offs. [read post]
8 Feb 2018, 12:46 pm
The Senate Committee on Banking, Housing, and Urban Affairs held a hearing on Tuesday on virtual currencies and the role of the Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) in overseeing the virtual currency industry. [read post]
31 Oct 2011, 11:06 pm
These were clients that had given the bank "standing instruction" to trade on their behalf. [read post]
7 Jun 2010, 10:45 am
[JURIST] Bank of America (BOA) [official website] subsidiary Countrywide Home Loans, Inc. on Monday reached a $108 million settlement agreement [text, PDF] with the Federal Trade Commission (FTC) [official website] to resolve charges that the subsidiary collected excessive fees from homeowners facing foreclosure. [read post]
