Search for: "Financial Wellness Partners, LLC"
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26 Nov 2019, 7:02 am
According to FINRA Disciplinary actions for October 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Acca, Lisa Arive Capital Markets Global Arena Capital Partners Bailey, Michael PFS Investments Primerica Financial Services … [read post]
22 Nov 2019, 5:51 am
Stulz (Ohio State University), on Wednesday, November 20, 2019 Tags: Banks, Federal Reserve, Financial institutions, Financial regulation, Financial technology Risk Management and the Board of Directors Posted by Martin Lipton, Daniel A. [read post]
20 Nov 2019, 2:36 pm
appeared first on Petrelli Previtera, LLC. [read post]
20 Nov 2019, 2:36 pm
appeared first on Petrelli Previtera, LLC. [read post]
18 Nov 2019, 11:31 am
The OCC and FDIC raced into court to defend a rent-a-bank loan in Rent Rite Super Kegs West Ltd. v World Business Lenders LLC, despite the loan coming from a community bank with a history of consumer financial law compliance problems. [read post]
8 Nov 2019, 5:03 am
If the doctor works with a partner, the partner must look for a new partner. [read post]
7 Nov 2019, 11:42 am
These sorts of problems are also present within the legal profession, as well. [read post]
7 Nov 2019, 6:45 am
Those who work as doctors & nurses, attorneys, and financial advisors are just a few of the individuals who are at greater risk. [read post]
31 Oct 2019, 4:19 am
It is even worse when the law firm’s financial officer is the brother of the named partner. [read post]
24 Oct 2019, 1:18 pm
Whitney Capital Partners LLC, Aveanna [Healthcare] has left a trail of injury and death in some of the biggest states where it does business. [read post]
21 Oct 2019, 8:39 am
Furman worked at the time with Carroll McNulty Kull LLC, which later merged with Kennedys. [read post]
13 Oct 2019, 11:14 pm
Background In 2013, a restauranteur named Paolo Meregalli formed an LLC and brought in several silent-partner investors to open an Italian restaurant in Manhattan’s Meatpacking District named Mulino a Vino. [read post]
15 Sep 2019, 11:39 am
Effex Capital, LLC is a closely held, foreign-currency trading firm managed and controlled by John Dittami. [read post]
13 Sep 2019, 5:49 am
Levitin (Georgetown University), on Wednesday, September 11, 2019 Tags: Financial crisis, Financial regulation, Risk management, Securities regulation, Systemic risk, Underwriting Proxy Season Rising Demand for Board Oversight of ESG Posted by Peter Reali and Anthony Garcia, Nuveen, LLC, on Wednesday, September 11, 2019 Tags: Board composition, Board oversight, Boards of… [read post]
12 Sep 2019, 8:42 am
Bronson Partners LLC (2d Cir.), FTC v. [read post]
9 Sep 2019, 7:42 am
LLC acted as financial advisor and Cooley LLP acted as legal advisor. [read post]
6 Sep 2019, 3:00 am
Vin Weber resigned his position as a partner in a prominent consulting firm amid ongoing questions about lobbying work he did for Ukrainian interests. [read post]
28 Aug 2019, 11:33 am
George Kiebala owns a luxury car share service called Curvy Road Holdings LLC. [read post]
26 Aug 2019, 10:36 am
Roark Capital Group bought Buffalo Wild Wings for $2.4 billion and The Wendy’s Company for $450 million, NRD Capital purchased Ruby Tuesday for $335 million just last year, and recently Apax Partners acquired homes services giant Authority Brands, LLC. [read post]
19 Aug 2019, 7:28 am
Thompson on suspicion of downloading nearly 30 GB of 100 million Capital One Financial Corp credit applications from a rented cloud data server. [read post]
