Search for: "Hedge Fund Attorney"
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2 Nov 2007, 5:07 am
Merrill has some extremely talented and intelligent in house attorneys and compliance personnel. [read post]
25 May 2011, 2:43 am
“Accordingly, the third-party registrations, which do not include goods and services 'for institutions, accredited investors, governments, hedge funds, and bankers' are not availing to show similarity of the goods and services at issue in this case. [read post]
30 Nov 2011, 8:19 am
Hedge Funds Abbar’s hedge-fund investment collapsed in 2008 as Lehman Brothers Holdings Inc. failed and funds around the world plunged. [read post]
20 Mar 2015, 12:00 pm
Previous industry engagements include Chair of the policy committee of the California Hedge Fund Association and membership on the steering committee of the Association of Women in Alternative Investing. [read post]
20 Mar 2015, 12:00 pm
Previous industry engagements include Chair of the policy committee of the California Hedge Fund Association and membership on the steering committee of the Association of Women in Alternative Investing. [read post]
26 Sep 2009, 1:05 pm
With regard to this new rule, we urge CPOs to take the following notes: If you currently have a loan arrangement with your fund, please contact an attorney immediately. [read post]
26 Apr 2010, 3:10 pm
The SEC did not charge Paulson or his hedge fund with wrongdoing. [read post]
8 May 2018, 12:05 pm
He'd look much less like the bandit hedge fund master trying to undermine the foundations of all that is good and right in the world (ATIGARITW). [read post]
24 Jun 2008, 10:24 am
From Law.Com: "Manhattan appeals court has narrowed the scope of discovery Akin Gump Strauss Hauer & Feld can seek from the former hedge fund managers who are suing the law firm for fraud and legal malpractice. [read post]
27 Aug 2022, 9:19 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer https://www.rrbdlaw.com/6635/securities-industry-commentator/Tastyworks Eats $2 Million Worth Of Not-So-Tasty ZOOM Options (BrokeAndBroker.com Blog)Unsettling Settlement Puts FINRA's Board of Governors in Troubling Light (BrokeAndBroker.com Blog)US Department of Labor orders Wells Fargo to pay more than $22M for retaliating against executive that alleged financial… [read post]
7 Oct 2019, 9:09 am
“NY Judge Knocks Hedge Fund For Flimsy DQ Bid” — “A New York federal judge on Friday agreed to sanction hedge fund Weston Capital Advisors Inc. for an “objectively unreasonable” bid to get him to step away from overseeing a long-running fight over millions owed to an Indonesian bank. [read post]
23 Nov 2010, 7:48 am
Profit-hungry investors -- large, national banks, hedge funds and private investors -- are ponying up hundreds of millions of dollars to bankroll lawsuits for other people in exchange for a healthy share of any court awards. [read post]
22 May 2012, 8:23 am
May 8, 2012) (PDF) Sullivan, who was the Chief Compliance Officer, Executive Vice President, Treasurer, Secretary and Chief Operating Officer of the hedge fund, was terminated after confronting the hedge fund’s president about stock trades that Sullivan believed amounted to “front-running. [read post]
9 Jul 2008, 1:56 pm
Jamison and Company hosted a Hedge Funds and Investment Management Update. [read post]
18 Jul 2008, 5:52 pm
Jamison and Company hosted a Hedge Funds and Investment Management Update. [read post]
15 Jul 2008, 3:16 pm
Jamison and Company hosted a Hedge Funds and Investment Management Update. [read post]
9 Feb 2010, 12:44 pm
The award by the securities industry arbitration panel is the first ruling in favor of an investor in one of two now defunct Bear hedge funds since a jury acquitted the funds' former managers of criminal charges in November. [read post]
7 Mar 2007, 6:55 am
Related Web Resource: Second Broker Enters Guilty Plea in Bogus Fund, The Signal.com, February 27, 2007 SEC Charges Southern California Hedge Fund Manager and His Firm in a Multi-Million Dollar Securities Fraud Scheme, SEC.gov, May 1, 2007 [read post]
26 Mar 2009, 12:52 pm
The pension funds' analysts state they relied on significant misstatements by Lehman regarding asset values, strength of its capital base, its hedging and risk management practices, and the liquidity of its assets. [read post]
8 Dec 2022, 12:15 pm
We are experienced alternative investment fraud attorneys. [read post]
