Search for: "Hedges v. State"
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29 Apr 2016, 6:10 am
Endogenous Legal Traditions and Economic Outcomes Posted by Carmine Guerriero, University of Amsterdam, on Friday, April 22, 2016 Tags: Diversity, Efficiency, Financial Regulation, Globalization, International governance, Labor markets, Legal systems,Market efficiency, Social policies, Stakeholders Dieckman v. [read post]
8 Mar 2011, 1:59 pm
The letter requested that NASAA reconsider requiring state-registered investment advisers to hedge funds and other private investment funds to provide detailed quarterly statements of all fund trading activity to all investors in their funds. [read post]
5 Feb 2019, 8:03 am
Ltd. v. [read post]
31 Jul 2015, 2:06 pm
Interestingly, the Court stated that "to some extent overbreadth is unavoidable given the imprecision of our language. [read post]
19 Mar 2013, 10:30 am
Community College v. [read post]
3 Oct 2019, 3:06 pm
*New Case Law The California Court of Appeal recently ruled on the case of Eisen v. [read post]
2 May 2011, 8:12 am
In addition, Dodd-Frank prohibits an adviser from registering with the SEC under the Advisers Act if it (a) has assets under management of less than $100 million, and (b) is required to register in the state in which it maintains its principal office and place of business and, if registered, would be subject to examination by such state. [read post]
29 Sep 2011, 2:00 am
Judge Walrath found that the equity committee had stated a colorable claim against four hedge funds for violations of insider trading laws. [read post]
29 Sep 2011, 2:00 am
Judge Walrath found that the equity committee had stated a colorable claim against four hedge funds for violations of insider trading laws. [read post]
11 Dec 2016, 5:21 pm
”[14] In United States v. [read post]
13 Apr 2012, 4:12 am
- Less than one-third (29%) of issuers are pooled investment funds (i.e. hedge funds, private equity funds and the like), of which a little more than half (55%) are hedge funds (i.e., 16% of all Reg D offerings are by self-reported hedge funds) [read post]
24 Sep 2010, 7:00 am
SEC v. [read post]
31 Dec 2019, 8:13 am
Clients, Friends, Associates: As we prepare for a new year, we also reflect on an eventful 2019 year that included developments impacting both traditional hedge fund managers as well as those in the digital asset space. [read post]
27 Apr 2016, 4:54 am
The court permanently enjoined the defendant from further violations and ordered payment of nearly $650,000 in disgorgement and penalties (SEC v. [read post]
3 Nov 2023, 6:55 am
By Suzanne CosgroveKalshiEX LLC, a regulated designated contract market that offers event contracts, sued the Commodity Futures Trading Commission in federal court Wednesday, challenging the Commission’s September 2023 order that prohibits Kalshi from listing its controversial Congressional Control Contracts (KalshiEX LLC v. [read post]
17 Aug 2012, 8:00 am
See Goldman Sachs Execution and Clearing LP v. [read post]
11 Feb 2010, 9:26 pm
Jones v. [read post]
18 Mar 2016, 8:49 am
In Bivens v. [read post]
18 Mar 2016, 8:49 am
In Bivens v. [read post]
18 Mar 2016, 8:49 am
In Bivens v. [read post]
