Search for: "MATTER OF RULES ON DISQUALIFICATION"
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28 Jan 2020, 1:15 pm
As I wrote at the time, those documents were high level and vague, and the board’s power would depend on practical and operational matters. [read post]
27 Jan 2020, 5:02 am
D); (2) reasonable steps have been taken to verify that all investors are accredited, so long as the issuer does not have prior knowledge that the investor is non-accredited; and (3) certain integration, resale restrictions of securities, and bad actor disqualification rules are followed. [read post]
26 Jan 2020, 8:52 am
” “There is no hard and fast rule addressing the question of whether a judge should allow a former clerk to appear before the judge in any matter. [read post]
23 Jan 2020, 8:21 am
He also contends the rules say representation of a client should not be followed by representation of another client with adverse interests in the same matter or a related matter. [read post]
20 Jan 2020, 7:44 am
The ruling also implicated the firm’s general counsel, who is a witness in one of the cases at issue, according to Wednesday’s opinion. [read post]
14 Jan 2020, 5:12 pm
If the Senate wanted to proceed as if this were a summary judgment matter, it would have to assume that those facts were all true. [read post]
14 Jan 2020, 7:19 am
The state did not object, believing the matter was properly left to the sound discretion of the trial court. [read post]
6 Jan 2020, 7:29 am
By Jay Fishman, J.D.The SEC, as part of a settlement agreement with a New York based start-up blockchain company (BC), waived the federal Regulation D, Rule 506(d)(2)(ii) disqualification provisions, thereby allowing BC to sell its digital tokens in the future by either publicly registering them with the Commission or by claiming an applicable registration exemption such as the exemption under Rule 506 (In the Matter of Blockchain of Things, Inc., December 18,… [read post]
2 Jan 2020, 9:01 pm
In turn, the Senate, pursuant to its own impeachment rules (specifically, Senate Impeachment Rule XI), appointed a Senate committee to receive testimony and other evidence and to report to the whole Senate. [read post]
1 Jan 2020, 10:35 am
For instance, heath care providers can face disqualification from federal program participation, licensing and ethics discipline and other professional consequences. [read post]
31 Dec 2019, 8:13 am
Custody Rule Annual Audit SEC RIAs. [read post]
31 Dec 2019, 4:47 am
(Disqualification of counsel is appropriate when an attorney accepts employment in a case involving a former client where there is a substantial relationship between the existing controversy and the prior representation.) [read post]
23 Dec 2019, 9:05 pm
But now that it’s the rule, we don’t want to change it. [read post]
20 Dec 2019, 1:48 pm
That provision establishes certain basic rules for impeachment trials—the Senate shall be on “Oath or Affirmation;” the Chief Justice presides since the President is the defendant; conviction requires a two-thirds vote and can impose no punishment except removal from office and disqualification from future office—but leaves much to the imagination. [read post]
19 Dec 2019, 5:01 am
To simplify matters, I am going to conflate the two and concentrate on the burden of persuasion. [read post]
16 Dec 2019, 4:30 am
" The Senate rules have long specified the oath that the senators will take at the start of an impeachment trial. [read post]
9 Dec 2019, 9:16 am
In fact, the Senate rule does not hint at what matters might be determined appropriate, and it does not expressly mention either “removal” or “disqualification. [read post]
2 Dec 2019, 12:35 pm
But the chief justice does not have to play this role, and he is not the final word on matters when he does. [read post]
27 Nov 2019, 7:30 am
” Regardless of the political wisdom of tampering with oaths of office, the wave of disqualifications was wholly inappropriate to address an essentially political issue. [read post]
21 Nov 2019, 7:22 am
The Board should accordingly adopt a rule providing that the Board as a body will prohibit a member who has been disqualified by the DAEO from participating in a matter. [read post]
