Search for: "National Security Exchange LLC" Results 401 - 420 of 1,733
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1 Jan 2022, 8:20 am by Rob Robinson
Announced as completed on December 14, 2021 1-December-21Simplex Services, inc.Epiq 23-November-21KLDiscovery (IPO Filing)IPO (Exchange TBD)Note: Filed Form S-1 with SEC for IPO. 11-November-21Modus (Investee)J.P. [read post]
30 Dec 2021, 1:36 am by The White Law Group
  The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
22 Dec 2021, 9:15 pm
This paper considers a rulemaking effort underway at the Securities and Exchange Commission to regulate the conflicts of interest that result when brokers send client orders to venues that pay the broker a fee in exchange for routing to them. [read post]
20 Dec 2021, 4:44 pm by Cynthia Marcotte Stamer
OCR Director Roger Severino drove this point home when he warned in OCR’s announcement of the Aetna resolution agreement, “Hacking continues to be the greatest threat to the privacy and security of individuals’ health information. [read post]
20 Dec 2021, 11:56 am by The White Law Group
   The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
17 Dec 2021, 11:51 am by The White Law Group
  The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
16 Dec 2021, 10:30 am by The White Law Group
 most non-traded REITS are structured as a “finite life investment,” meaning that at the end of a given timeframe, the REIT is required either to list on a national securities exchange or liquidate. [read post]
14 Dec 2021, 10:20 am by Silver Law Group
As part of an ongoing investigation into a Ponzi scheme involving five individuals and ten affiliated companies, the Securities and Exchange Commission (SEC) has filed fraud charges in the US District Court for the Northern District of Texas. [read post]
13 Dec 2021, 6:41 am by The White Law Group
  For more information on the firm’s investigation, please see:  Business Development Corporation of America (BDCA) Investment Losses update 2/25/21  The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois andSeattle, Washington. [read post]
10 Dec 2021, 3:00 am by Jim Sedor
David Wright accepted bribes from a lawyer in exchange for supporting a $30 million, no-bid DWP contract. [read post]
9 Dec 2021, 12:42 pm by The White Law Group
  The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
5 Dec 2021, 9:50 am by The White Law Group
  The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
3 Dec 2021, 9:49 am by Kristian Soltes
” The company’s ticker symbol on the New York Stock Exchange will remain “SQ” for now, it said, though its legal name will change from “Square, Inc. [read post]
3 Dec 2021, 9:49 am by Kristian Soltes
” The company’s ticker symbol on the New York Stock Exchange will remain “SQ” for now, it said, though its legal name will change from “Square, Inc. [read post]
1 Dec 2021, 7:55 am by Dan Bressler
” “Bala Cynwyd-based trial lawyer William Gericke, 60, was barred from practicing as an attorney before the Securities and Exchange Commission, according to an administrative proceeding filed Nov. 19 by the SEC. [read post]
29 Nov 2021, 12:01 pm by The White Law Group
  The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
29 Nov 2021, 7:15 am by The White Law Group
  The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
17 Nov 2021, 7:17 am by The White Law Group
  The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
16 Nov 2021, 6:08 am by John Jascob
Its shares are not listed and do not trade on a registered national securities exchange. [read post]