Search for: "SECURITIES CORP." Results 401 - 420 of 11,574
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4 Oct 2023, 7:54 am by Sasha Volokh
[The Horseracing Integrity and Safety Authority has an Appointments Clause problem.] [read post]
4 Oct 2023, 6:31 am by Dan Bressler
” “Walgreens in 2022 claimed that Health Care Services Corp. helped Crowell breach its fiduciary duty by retaining the law firm for a case involving a prescription drug program Crowell once advised Walgreens on. [read post]
3 Oct 2023, 9:01 pm by renholding
SEC press release │SEC order SEC settles claims related to pre-IPO SPAC disclosure In the Matter of Digital World Acquisition Corp. [read post]
3 Oct 2023, 6:29 am by Unknown
The court went on to dismiss the complaint in its entirety after finding no primary violations of the securities laws.The Second Circuit. [read post]
2 Oct 2023, 9:01 pm by renholding
I previously explained in connection with the shareholder derivative claims against Fox Corp. that, under these precedents, corporate boards are prohibited from engaging in illegal conduct, even if they conclude it’s ex ante beneficial for the company. [read post]
In the current security crisis gripping the country, the question of who claimed responsibility or what was tweeted holds little significance. [read post]
1 Oct 2023, 9:05 pm by renholding
Attorney and DOJ offices—including the National Security Division, the Fraud Section, the Antitrust Division, and others.[5] DPAs were created by Congress in 1974 through passage of the Speedy Trial Act.[6] The record makes clear that senators envisioned a federal-level program that would benefit vulnerable people. [read post]
30 Sep 2023, 7:11 am by Russell Knight
“It is a general rule of contract law that, for reasons of public policy, a liquidated damages clause that operates as a penalty for nonperformance or as a threat to secure performance will not be enforced. [read post]
29 Sep 2023, 4:00 am by Jim Sedor
His son, Lachlan, will become News Corp. chairperson and continue as chief executive officer of Fox Corp. [read post]
28 Sep 2023, 3:52 pm by Mark Astarita
The Securities and Exchange Commission today charged Denver-based Spruce Power Holding Corporation, the successor to XL Fleet Corp., for misleading investors about revenue projections that topped $1 billion within three years of going public. [read post]
28 Sep 2023, 1:25 pm by Alan Rosca
All three customer dispute disclosures allege that the employing firm when the activities occurred was Aegis Capital Corp. [read post]
28 Sep 2023, 1:25 pm by Alan Rosca
All three customer dispute disclosures allege that the employing firm when the activities occurred was Aegis Capital Corp. [read post]
28 Sep 2023, 1:25 pm by Alan Rosca
All three customer dispute disclosures allege that the employing firm when the activities occurred was Aegis Capital Corp. [read post]
28 Sep 2023, 1:18 pm by Alan Rosca
Attorney Alan Rosca, an investment loss lawyer and former adjunct professor of securities regulation, has over 14 years of experience representing investors who have experienced investment loss due to broker misconduct. [read post]
28 Sep 2023, 1:18 pm by Alan Rosca
Attorney Alan Rosca, an investment loss lawyer and former adjunct professor of securities regulation, has over 14 years of experience representing investors who have experienced investment loss due to broker misconduct. [read post]
28 Sep 2023, 1:18 pm by Alan Rosca
Attorney Alan Rosca, an investment loss lawyer and former adjunct professor of securities regulation, has over 14 years of experience representing investors who have experienced investment loss due to broker misconduct. [read post]
28 Sep 2023, 7:47 am by Mark Astarita
The Securities and Exchange Commission today announced charges against the former Chief Financial Officer, Edward O’Donnell, and the former Chief Commercial Officer, Victor Bozzo, of New York-based telecommunications company Pareteum Corp. for engaging…Read the Full Press Release Have a securities law question? [read post]
28 Sep 2023, 3:25 am by David Lynn
In the event that a government shutdown occurs, Corp Fin intends to provide as much advance notice as possible of any change of its operating status. 2. [read post]