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6 May 2013, 8:51 am by Jerri Lynn Ward, J.D.
–  DADS invites all Region 4/5 AL and ADC providers to attend a meeting with DADS Regulatory Services Division staff members, on Wednesday, June 26, 2013, from 9-noon at the University of Texas at Tyler’s Ornelas Activity Center located at 3402 Old Omen Road in Tyler. [read post]
5 Dec 2011, 1:56 pm by Joel Beck
  Resources: FINRA's Regulatory Notice 11-54 SEC Announcement - 2011-250   [read post]
29 Jun 2018, 6:00 am by Lene Powell
Furthermore, the Division would likely recommend that the SEC deny any request to accelerate the effective date of the filing in its present form.At present, SEC staff comment letter dialogs with companies are released on EDGAR no earlier than 20 business days following the completion of the filing review process. [read post]
28 Dec 2021, 9:02 pm by Series of Essays
The Regulatory Review is pleased to highlight our top 25 Saturday Seminars of 2021 authored by members of our staff. [read post]
10 Aug 2010, 5:40 am by David Lynn
There are several factors that could help explain the Staff's increased focus on risk disclosure in filing reviews. [read post]
10 Feb 2018, 7:14 pm by Susan Schneider
She focuses primarily on agricultural legal and regulatory issues, including reviewing, drafting and writing agriculture regulations. [read post]
23 Nov 2020, 2:33 pm by Astarita
The Compliance Rule requires advisers to consider their fiduciary and regulatory obligations under the Advisers Act and to formalize policies and procedures to address them.The Alert details common deficiencies, including:OCIE staff observed advisers that did not devote adequate resources, such as information technology, staff and training, to their compliance programs. [read post]
20 Dec 2020, 9:06 pm by Mia Cabello
Considering that HHS Chief of Staff Brian Harrison has hailed this proposal as “the boldest and most significant regulatory reform effort ever undertaken by HHS,” the timetable of this rule and its relatively quiet rollout seem mismatched, and the request for public comment seems hasty. [read post]
1 Dec 2021, 9:03 pm by Taylor Ross
If more stringent regulations are imposed on providers due to the global health crisis, Ali, Herbst, and Makridis contend that such changes will have long-lasting detrimental effects for the labor market while doing little to enhance the quality of childcare.The post Paying the Price of Regulating Childcare first appeared on The Regulatory Review. [read post]
15 Aug 2013, 7:24 am by James Hamilton
In addition, the estimates do not include time spent by the Commissioners and their staff reviewing and considering the proposal, and do not include time by staff providing administrative support in connection with the proposals. [read post]
4 Dec 2023, 9:02 pm by Kara M. Stein
Although regulatory agencies will not be able to afford or maintain the quality of technology of some of the most sophisticated market participants, algorithmic tools still have the potential to be great equalizers, even if government expertise and resources are constrained.The post Regulation 2.0 first appeared on The Regulatory Review. [read post]
3 Dec 2023, 9:02 pm by Series of Essays
Stein, Public Company Accounting Oversight Board Recent technological change calls for a revolution in regulation. _____________________________________________________________________ The post From Regulation 1.0 to 2.0 first appeared on The Regulatory Review. [read post]
14 Feb 2017, 3:42 am
In accordance with the memorandum of January 20, 2017, from the Assistant to the President and Chief of Staff, entitled "Regulatory Freeze Pending Review," this action delays the effective date of that final rule 60 days from the date of the January 20, 2017 memo. [read post]
13 Nov 2018, 7:54 am by John Jascob
The changes reflect the Division’s efforts to engage in retrospective review of the regulatory framework as the Division staff looks ahead, Blass said. [read post]
29 Jun 2011, 2:27 pm by Joel Bolstein
   The bill amends the Regulatory Review Act and requires that any regulation sent to the Independent Regulatory Review Commission (IRRC) be supported by "acceptable data". [read post]
30 Nov 2009, 9:25 am by smtaber
November 30, 2009 – A summary review of environmental law settlements, decisions, regulatory actions and lawsuits filed during the past week. [read post]
31 Mar 2020, 6:11 pm by Rob Robinson
   Releases Presented in Reverse Chronological Order XDD Levers Esquify Powered Managed Review Services to Seamlessly Convert Clients to Remote [March 31, 2020] Xact Data Discovery (XDD), a leading international provider of eDiscovery, data management and managed review services for law firms and corporations, announces as of Monday last week [March 23, 2020] the migration of 100% of its Esquify Powered Managed Review staff and operations to provide… [read post]
6 Sep 2022, 9:05 pm by E. Donald Elliott
We interviewed a broad range of interested parties: agency staff, regulated parties, regulatory beneficiaries, business groups, public interest NGOs, unions, micro-businesses, and others. [read post]
23 Mar 2020, 7:28 am by Green, Schafle & Gibbs
The moderator said it would give impermanent “regulatory relief to member firms from some requirements. [read post]