Search for: "UBS Ag"
Results 401 - 420
of 706
Sorted by Relevance
|
Sort by Date
20 Sep 2009, 6:48 pm
This Summer, UBS AG (formerly called Union Bank of Switzerland) a bank that claims roots back into the 19th Century, folded its cards on the bank secrecy issue. [read post]
5 Aug 2008, 3:36 pm
Cuomo's office has already filed a lawsuit against UBS AG, accusing the Swiss bank's executives of selling their personal holdings in auction-rate securities in the months leading up to the market's collapse, based on knowledge of problems in the market. [read post]
21 Mar 2011, 9:54 am
In addition to the UBS account in Switzerland, the defendant also had significant assets at Credit Suisse AG. [read post]
12 Sep 2012, 10:48 am
Former UBS banker Bradley Birkenfeld, the recipient of the $104 million reward, provided the IRS with information about UBS AG, a Swiss bank, that was encouraging wealthy Americans to open secret offshore accounts to avoid taxes (shocking I know). [read post]
Investors Left Out of the Auction Rate Securities Regulatory Settlements Are Suing to Recover Losses
22 Jun 2009, 9:46 am
One of the targets of the new wave of suits by "left out" investors is UBS Securities LLC, the New York-based subsidiary of Swiss giant UBS AG. [read post]
11 Sep 2013, 2:04 pm
UBS was not only the funds sponsor, but the only brokerage firm listed as a seller of the fund. [read post]
27 Feb 2012, 5:18 am
• The Second Circuit is scheduled to hear oral arguments at 10 a.m. in a lawsuit brought against UBS AG for allegedly aiding and abetting terrorists who carried out bombings in Israel. [read post]
26 Jan 2012, 9:29 am
According to the pleadings, the three advisers worked for the Zurich branch of “Swiss Bank A,” which began actively recruiting U.S. customers in 2008 after another bank, UBS AG, lost U.S. accounts due to an IRS investigation and eventual litigation. [read post]
22 Nov 2010, 9:01 am
.'s Jennison Associates asset-management unit, UBS AG's UBS Financial Services Inc. unit, and Deutsche Bank AG.Insider-trading charges are expected against consultants, investment bankers, hedge-fund and mutual-fund traders and analysts across the nation, the Journal says.This looks like another instance where many of the very people who tell the layperson that the markets are rational and transparent are playing by completely different rules. [read post]
6 Feb 2012, 8:40 am
As “Customer Identification At UBS AG And Some Other Banks” indicates, Swiss banks detect the true beneficial owners of bank accounts by requiring bank customers to execute Form A’s. [read post]
6 Aug 2009, 5:20 am
Former top Citigroup executive Sallie Krawcheck is joining Bank of America Corp. as head of its global wealth and investment management group, according to a statement from the Charlotte, N.C. [read post]
19 Jun 2014, 10:52 am
UBS AG 2. [read post]
11 Feb 2015, 7:32 am
The banks, including UBS AG, Royal Bank of Scotland plc (RBS), JPMorgan & Chase Co, and Credit Suisse Group AG previously agreed to settlements with various regulators to resolve charges of manipulation and restraint of trade. [read post]
24 Nov 2006, 12:54 am
UBS Warburg cases, have already recognized the discoverability of electronically stored information ("ESI"). [read post]
9 Mar 2012, 11:55 am
Financial professionals and brokerage firms have a duty to recommend only investments that are appropriate for the client in light of the client’s age, investment experience, net worth, and investment objectives. [read post]
26 Aug 2008, 5:42 pm
., Morgan Stanley, Wachovia Corp, JP Morgan Chase and Co, UBS AG, and Goldman Sachs Group Inc., are now required to do, so per their settlements with federal and state regulators. [read post]
3 Jul 2014, 7:10 pm
., Credit Suisse Group AG, Deutsche Bank AG, Goldman Sachs Group, HSBC Holdings plc, JPMorgan Chase & Co., Morgan Stanley, State Street Corporation, UBS AG, and Wells Fargo & Company. [read post]
22 Jan 2008, 8:34 am
You know, there are a lot of people who went to UB that have done good things-- why pick guys like this? [read post]
3 Dec 2010, 1:16 pm
Last month, Picard sued UBS AG for at least $2 billion, claiming the company also helped Madoff in his fraud. [read post]
30 Oct 2007, 1:07 am
Damage across Wall Street has topped $27 billion, including $3.4 billion at UBS AG, a Swiss bank whose head of investment banking resigned a month ago. [read post]
