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19 Sep 2018, 11:28 am by msatta
By Chris Sagers[1] In the world there are weightier things than antitrust, and the Supreme Court nomination of Judge Brett Kavanaugh involves many of them. [read post]
17 Sep 2018, 9:46 am by Michael S. Levine and Joshua S. Paster
Platinum Management (NY), LLC, the policyholder, Platinum Management, sought insurance coverage for an SEC proceeding and criminal prosecution arising out of its alleged involvement in a Ponzi-like scheme (along with coverage for related entities and officers and owners). [read post]
17 Sep 2018, 6:04 am by Andrew Lavoott Bluestone
According to Billiard Balls, it did not learn of the deadline to answer until counsel for Gershman served a notice of motion, dated September 30, 2013, for a default judgment against Billiard Balls pursuant to CPLR 3215 (a) (b). [read post]
13 Sep 2018, 2:29 pm by Arina Shulga
On September 11, 2018, the SEC announced that TokenLot LLC, a so called "ICO Superstore," agreed to settle charges brought by the SEC for operating as an unregistered broker-dealer. [read post]
13 Sep 2018, 10:27 am by Lawrence B. Ebert
See TransWeb, LLC v. 3M InnovativeProps. [read post]
12 Sep 2018, 11:20 am by Steven Koprince
GAO’s decision in Valiant Government Services, LLC, B-416488 (Aug. 30, 2018) involved an Army Corps of Engineers task order solicitation for operations and maintenance services. [read post]
11 Sep 2018, 1:33 pm by Daniel Nathan
The SEC also found violations of the antifraud provisions, Section 10(b) of the Exchange Act and Rule 10b-5(b) promulgated thereunder, arising from materially false and misleading statements found on Tomahawk’s ICO website and in its white paper. [read post]
6 Sep 2018, 9:40 am by Renae Lloyd
FINRA alleges that those eligible customers were instead sold class A shares with a front-end sales charge or class B or C shares with back-end sales charges and higher ongoing fees and expenses. [read post]