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15 Dec 2017, 9:01 am by CFM Admin
CA RIAs to pooled investment vehicles may avoid the independent party and surprise examinations requirements by having audited financial statements prepared by an independent public accountant registered with the PCAOB and distributing such audited financial statements to all limited partners (or members or other beneficial owners) of the pooled investment vehicle, and to the Commissioner of the California Department of Business Oversight (“DBO”). [read post]
15 Dec 2017, 9:01 am by CFM Admin
CA RIAs to pooled investment vehicles may avoid the independent party and surprise examinations requirements by having audited financial statements prepared by an independent public accountant registered with the PCAOB and distributing such audited financial statements to all limited partners (or members or other beneficial owners) of the pooled investment vehicle, and to the Commissioner of the California Department of Business Oversight (“DBO”). [read post]
17 Jun 2020, 8:32 am by JP Zanders
Great Britain also did not sign up due to the lack of unanimity but reversed its stance and became a party at the 1907 Hague Peace Conference. [read post]
23 Sep 2018, 4:03 pm by Schachtman
Cranor failed to disclose that he has been a party expert witness for plaintiffs, in cases in which he was advocating many of the same positions put forward in the Jurimetrics article, including the Milward case, in which he was excluded from testifying by the trial court. [read post]
31 Mar 2020, 1:50 pm by Kevin LaCroix
This data on examinations and enforcement actions does not fully capture the range of SEC activity. [read post]
30 Oct 2022, 10:01 am by jonathanturley
That still does not negate the negligence — both direct and vicarious liability. [read post]
24 Jan 2022, 8:38 am by Katherine Pompilio
  Monday, Jan. 24, 2022 at 1:30 p.m.: The Wilson Center will host a lecture on Russia’s selective policy against misinformation. [read post]
3 Aug 2015, 12:07 pm by Cynthia Marcotte Stamer
Employer and other sponsors of non-grandfathered group health plans, their insurers, administrators and fiduciaries should adjust the co-payment, deductible and out of pocket limits applicable for the 2015 plan year to reflect the recent adjustment in the out-of-pocket limits on essential benefits allowed by that the Patient Protection and Affordable Care Act (ACA) § 1302(c)(1). [read post]
5 Jun 2015, 7:32 am by John Elwood
Braun, 14-1124, seem oddly similar, the resemblance does not stop at the superficial: Even their cert. petitions are materially identical. [read post]
5 Mar 2013, 1:51 pm by Cynthia Marcotte Stamer
  Under the sequester requirements of the Balanced Budget and Emergency Deficit Control Act of 1985, as amended, certain automatic budget cuts went into effect on March 1, 2013. [read post]
17 Dec 2018, 8:05 am by Bob Ambrogi
v=fz3Gl0-qyU8 (Please note that this demo video is old and does not reflect all of our features of the DataNovo platform.) [read post]
23 May 2009, 11:26 am
The prevalence of E. coli O157:H7 among cattle in these feed lots can reach 63-100%, especially during the summer. [read post]
28 Aug 2008, 5:01 pm
Grasso expensed over the period of 2000-2002 equaled slightly less than 100 percent of the New York Stock Exchange’s (NYSE) net income over this same period. [read post]
1 Apr 2020, 9:37 am by Florence Campbell Jones
As with any other commercial transaction, the borrower is always 100% liable for repayment of the facility supported by CBILS. [read post]
20 Dec 2010, 12:53 pm by Mark Herrmann
The ABA Journal repeatedly recognized us as one of the “Top 100? [read post]