Search for: "SECURITIES CORP." Results 4281 - 4300 of 11,592
Sort by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
26 Jul 2017, 3:00 am by John Jenkins
” The Report was accompanied by a joint statement from Corp Fin & Enforcement and an Investor Bulletin on ICOs. [read post]
25 Jul 2017, 7:14 am by Beth Van Schaack
She is also the executive editor of Just Security. [read post]
24 Jul 2017, 5:10 pm by Kevin LaCroix
  Judge Carter also referred to a 2015 decision by the New York Court of Appeals in Universal American Corp. v. [read post]
20 Jul 2017, 9:30 pm by Sarah Madigan
Army Corps of Engineers and the U.S. [read post]
18 Jul 2017, 3:32 pm by Lawrence B. Ebert
The State of New Jersey was trying to enforce its "Truth in Music" Act (to avoid confusion related to later day bands performing music of earlier groups) against an entity who had in fact secured common law trademark rights. [read post]
17 Jul 2017, 9:00 pm by Rowan Weaver and Kevin Ackhurst
The nature and extent of the national security review has been in the news lately given the Trudeau government’s clearance of Hytera Communications Corp’s proposed acquisition of Norsat International Inc. [read post]
15 Jul 2017, 6:16 am by Dan Harris
Another reason for my writing this post today is because the Ontario Securities Commission hearing panel just “found that Sino-Forest Corp. and four individuals, among them former CEO Allen Chan, engaged in ‘deceitful or dishonest conduct’ that constituted fraud, according to a decision released Friday. [read post]
14 Jul 2017, 5:54 am by David Stephanides
Funding is included in addition to amounts provided in FY 2017 for physical facility safety and security improvements. [read post]
13 Jul 2017, 7:34 am by Adam Weinstein
  From June 2002 until February 2012, Toadvine was associated with Investors Capital Corp. [read post]
13 Jul 2017, 6:59 am by Adam Weinstein
  From February 2010 until July 2011, Starghill was registered with Chase Investment Services Corp. [read post]
12 Jul 2017, 12:38 pm by WOLFGANG DEMINO
Texas appeals court finds evidence that Bank of America failed to credit customers' payments in home equity loan foreclosure case, failed to adhere to proper procedure in issuing acceleration and cure letter, and overstated amount needed to cure default. [read post]
12 Jul 2017, 3:43 am by Broc Romanek
Or once in a blue moon… Corp Fin: NFL Fan Clubs as “Securities” I find this blog by Bryan Pilko interesting because I processed a similar no-action letter when I was in Corp Fin’s Office of Chief Counsel twenty years ago. [read post]
11 Jul 2017, 10:37 am by John Stigi
Digital Equipment Corp., 83 F.3d 1194 (1st Cir. 1996), alleged that Vivint was obligated to disclose in its registration statement financial information for the quarter ending one day before the IPO because the company’s performance in that quarter constituted an “extreme departure” from previous performance, even though Securities & Exchange Commission (“SEC”) Regulation S-X, 17 C.F.R. [read post]
11 Jul 2017, 10:37 am by John Stigi
Digital Equipment Corp., 83 F.3d 1194 (1st Cir. 1996), alleged that Vivint was obligated to disclose in its registration statement financial information for the quarter ending one day before the IPO because the company’s performance in that quarter constituted an “extreme departure” from previous performance, even though Securities & Exchange Commission (“SEC”) Regulation S-X, 17 C.F.R. [read post]
10 Jul 2017, 10:10 am by Ashley Deeks
  Domestic cyber national security cases International law abhors a vacuum. [read post]