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16 Apr 2017, 9:05 pm
The privately held Crystal Cove Seafood Corp. engages in trading and importing frozen seafood items for wholesalers, traders, retail and restaurant chains, and processors primarily in the United States. [read post]
25 Jan 2018, 1:08 am
Many legal practitioners I have spoke to, in Korea, believe that the government shall not have the power, because of the number of traders in Alt Currencies to ban trading in Alt currencies. [read post]
7 Mar 2011, 4:09 pm
He obviously didn’t read our Insider’s Tips for Wannabe Insider Traders. [read post]
12 May 2010, 11:43 am
Whether you are a man or a woman, adventurous or conservative, a trader or a saver—your retirement plan and your estate plan need to be in line with each other. [read post]
28 Jan 2007, 11:19 pm
DISTRICT COURTSOUTHERN DISTRICT OF NEW YORKCivil Practice Attorney-Client Privilege Does Not Protect Documents Created in Preparing Report on Rogue Trader's Scheme Allied Irish Banks p.l.c. v. [read post]
7 Sep 2010, 9:55 am
First Derivative Traders (09-525) — Securities fraud liability of investment adviser to a mutual fund for the fund’s misleading statements about trading practices. [read post]
7 Apr 2020, 9:27 am
While leveraged and inverse ETNs can help traders exploit extremely short-term market movements, they definitely are unsuitable for the vast majority of investors. [read post]
5 Jan 2009, 9:00 am
Lazard Capital was sued for improperly entertaining traders at Fidelity Investments, Executives at Duane Reade, the drugstore company, for a multi-million dollar accounting scheme, a final judgment obtained against the former CEO of Waste Management, and actions were brought against a former executive at Kellogg, Brown & Root, for violating the anti-bribery provisions of the Foreign Corrupt Practices Act. [read post]
3 Jul 2010, 4:01 pm
First Derivative Traders, Henderson v. [read post]
25 Jun 2012, 4:50 pm
Trader has been assigned due to vacancy. [read post]
30 Jun 2014, 6:07 am
FINRA also found that from January 2007 through February 2008, the firm failed to ensure that the firm’s Head Trader, referred to as the initials “AE” carried out his delegated supervisory responsibilities relating to proprietary trading; trade reporting; clock synchronization; short sale compliance; compliance with the manning rule; mark ups and mark downs; and, compliance with inventory guidelines. [read post]
12 Mar 2020, 9:22 am
While leveraged and inverse ETFs can help traders exploit extremely short-term market movements, they definitely are unsuitable for the vast majority of investors. [read post]
13 Jul 2023, 11:31 am
Alexion was forced to ask its employees whether they knew any of the names on the list of suspicious traders. [read post]
7 Nov 2011, 4:48 am
This isn’t the worst hit the Swiss bank has taken recently; the win goes to a UBS trader that singlehandedly lost $2.3 billion as a result of unauthorized trading. [read post]
22 May 2010, 5:20 am
The sprouts were distributed to Trader Joe's and Wal-Mart stores, other retailers and a variety of restaurants and delicatessens. [read post]
21 Feb 2008, 5:25 am
Having risk managers report to traders makes about as much sense as having Lindsay Lohan report to Britney Spears.Behold: Today, Morgan Stanley announced that it's hired a new head of risk management and established independent reporting lines for the risk guys.Example #2: Not long ago Proxyland said: We'd really love it if compensation committees would pay some attention to the amount of wealth that managers have built up over the years through equity awards.Behold: In its proxy… [read post]
30 Dec 2011, 8:42 pm
Chinese traders and shopkeepers, who are fixtures across many African cities, are absent on Ethiopia's streets. [read post]
18 Jan 2012, 10:40 am
But he adds that “today we can’t accept China as a fair trader”. [read post]
21 Sep 2017, 9:01 pm
Small retailers, independent traders, and market stalls — all more likely to be supplied by smaller processors — are its new targets. [read post]
15 Nov 2017, 6:00 am
Sources: SEC Charges Vail, Colorado-Based Perpetrators of Offering Fraud and Freezes Assets SEC Complaint against End of the Rainbow Partners and Michael Anderson End of the Rainbow Amended Complaint Trader for wealth fund with ties to Naples under investigation [read post]
