Search for: "DEFENDER SECURITY COMPANY"
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2 Mar 2021, 7:12 am
BP America Production Company, et al., No. 20-30224 (5th Cir. [read post]
1 Mar 2021, 4:18 pm
The SEC is seeking a permanent injunction prohibiting the defendants from engaging in further violations of Section 5(a) and 5(c), disgorgement of ill-gotten gains, an injunction prohibiting defendants from participating in any offering of a digital asset security, and civil monetary penalties. [read post]
1 Mar 2021, 8:45 am
McMaster, the former national security advisor. [read post]
1 Mar 2021, 8:04 am
Accellion’s services were used by Kroger, as well as many other companies, for third-party secure file transfers. [read post]
28 Feb 2021, 8:54 am
As I noted in a recent post (here), a recurring public company D&O insurance coverage issue is whether a claim in which a company is involved qualifies as a “Securities Claim. [read post]
26 Feb 2021, 1:56 pm
To receive information from Liskow & Lewis, your information will be kept in a secured contact database. [read post]
26 Feb 2021, 1:56 pm
To receive information from Liskow & Lewis, your information will be kept in a secured contact database. [read post]
26 Feb 2021, 10:39 am
He told customers the CD funds were invested in marketable and highly liquid securities, with multiple layers of oversight. [read post]
26 Feb 2021, 8:47 am
The Gypsum case concerned an employment context: An IRS agent sued a company he had been investigating after the company’s complaints caused disciplinary action by the IRS against him. [read post]
26 Feb 2021, 3:00 am
Election Officials Defended the 2020 Vote. [read post]
25 Feb 2021, 9:03 pm
” Senator Bob Menendez (D-N.J.) reintroduced the Improving Corporate Governance Through Diversity Act, which would require public companies to disclose the gender and racial composition of their board of directors and executive officers to the Securities and Exchange Commissioner. [read post]
25 Feb 2021, 2:35 pm
The SEC is seeking a permanent injunction prohibiting the defendants from engaging in further violations of Section 5(a) and 5(c), disgorgement of ill-gotten gains, an injunction prohibiting defendants from participating in any offering of a digital asset security, and civil monetary penalties. [read post]
25 Feb 2021, 1:56 pm
The complaint alleges that the defendants violated Section 10(b), 14(a), and 20 (a) of the Securities Exchange Act of 1934. [read post]
25 Feb 2021, 12:17 pm
Jones & Co., The Jones Financial Companies, Inc., James D. [read post]
25 Feb 2021, 7:20 am
Importantly, the threat from Lazarus Group members, including the charged defendants, remains ongoing. [read post]
25 Feb 2021, 4:00 am
Human rights are further threatened by orders requiring telecommunications companies to shut down social media and the internet. [read post]
24 Feb 2021, 2:05 pm
Coverage for the corporate entity under public company D&O insurance policies is limited to claims that constitute “Securities Claims” as that term is defined in the policy. [read post]
24 Feb 2021, 12:32 pm
The SPA included the following relevant provisions: (1) representations and warranties about the Company’s knowledge of anticipated business from its customers; (2) an indemnification provision requiring defendants to indemnify losses resulting from any breach of the representations or warranties by the Company or defendants; and (3) a choice of law provision requiring the application of Delaware law. [read post]
23 Feb 2021, 4:12 pm
Section 922 of the Dodd Frank Act, for example, allots whistleblowers ten to thirty percent of the recovery when the Securities and Exchange Commission wins a recovery of over $1 million. [read post]
23 Feb 2021, 6:26 am
The district court granted summary judgment to the defendants on the securities fraud claim after concluding that the membership interests were not securities.At issue on appeal was whether the petitioner's interests fell under the Exchange Act's definition of a "security. [read post]
