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12 Oct 2013, 11:46 am
The Financial Industry Regulatory Authority (FINRA) fined brokerage firm Financial West Investment Group, Inc. d/b/a Financial West Group (Financial West Group) over allegations between March 2009 and May 2010, the firm did not provide accurate variable annuity disclosures to customers concerning certain fees and charges. [read post]
11 Oct 2013, 7:07 am
Specifically, in Irwin v Ciena Health Care Management, Inc. [read post]
9 Oct 2013, 12:39 pm
If you suffered losses in a closed-end fund and would like to speak to a securities attorney about whether you have a potential FINRA dispute resolution claim, please call The White Law Group’s Chicago office at 312/238-9650 for a free consultation. [read post]
9 Oct 2013, 7:00 am
From January 2007, to November 2007, Mediate was registered broker with Carlton Capital Group, Inc. [read post]
9 Oct 2013, 6:45 am
If you are concerned about your investment in a UBS Puerto Rico closed-end municipal bond fund investment and would like to speak to a securities attorney about whether you have a potential FINRA dispute resolution claim, please call The White Law Group’s Boca Raton, Florida office at 561-807-6804 for a free consultation. [read post]
9 Oct 2013, 6:01 am
If you are concerned about your investment in UBS Puerto Rico GNMA & US Government Target Maturity Fund or another closed-end municipal bond fund investment and would like to speak to a securities attorney about whether you have a potential FINRA dispute resolution claim, please call The White Law Group’s Boca Raton, Florida office at 561-807-6804 for a free consultation. [read post]
9 Oct 2013, 6:00 am
If you are concerned about your investment in UBS Puerto Rico Mortgage-Backed & US Government Securities Fund or another closed-end municipal bond fund investment and would like to speak to a securities attorney about whether you have a potential FINRA dispute resolution claim, please call The White Law Group’s Boca Raton, Florida office at 561-807-6804 for a free consultation. [read post]
9 Oct 2013, 5:59 am
If you are concerned about your investment in UBS Tax-Free Puerto Rico Target Maturity Fund or another closed-end municipal bond fund investment and would like to speak to a securities attorney about whether you have a potential FINRA dispute resolution claim, please call The White Law Group’s Boca Raton, Florida office at 561-807-6804 for a free consultation. [read post]
9 Oct 2013, 5:58 am
If you are concerned about your investment in UBS Tax-Free Puerto Rico Fund II or another closed-end municipal bond fund investment and would like to speak to a securities attorney about whether you have a potential FINRA dispute resolution claim, please call The White Law Group’s Boca Raton, Florida office at 561-807-6804 for a free consultation. [read post]
8 Oct 2013, 1:50 pm
Credentialing & Vendor Contracting Tips To help determine the scope of review and risk, most employer or other plan sponsors and their management will find it helpful to begin by critically evaluating the credentials and contracts of the health plan brokers, consultants and service providers. [read post]
7 Oct 2013, 11:01 am
Bexis has joined the Members’ Consultative Group for the ALI’s Third Restatement of Torts: Liability for Economic Harm, and that group met recently. [read post]
7 Oct 2013, 6:44 am
The employees contend that the Seventh Circuit’s decision conflicted with the First Circuit’s holding in Tum v Barber Foods, Inc and, more importantly, with the High Court’s decision in IBP, Inc v Alvarez. [read post]
4 Oct 2013, 6:30 am
©2013 Amaxx Risk Solutions, Inc. [read post]
2 Oct 2013, 3:45 pm
For a free consultation with a securities attorney, please contact the securities fraud attorneys of The White Law Group at 312-238-9650. [read post]
2 Oct 2013, 9:00 am
Natural Provisions, a company specializing in the sale of organic and natural foods, said it was unaware of the regulations required by the Vermont Security Breach Notice Act because it did not have an IT person on staff and had relied on a consulting group to ensure their security. [read post]
1 Oct 2013, 5:44 am
REGULATION FD Beginning in 1999 and continuing into 2000, media reports about selective disclosure of material nonpublic information by issuers raised concerns that select market professionals who were privy to this information profited at the expense of others. [read post]
1 Oct 2013, 4:00 am
Kate is a Knowledge Design Consultant who works with law firms from both sides of the Atlantic. [read post]
30 Sep 2013, 12:06 pm
Noelle Nelson recently consulted on: *Congratulations to A. [read post]
30 Sep 2013, 8:26 am
©2013 Amaxx Risk Solutions, Inc. [read post]
30 Sep 2013, 8:11 am
Dickens requested a neurosurgical consultation with Dr. [read post]
