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21 Jul 2012, 4:33 pm
The court said that soft dollar credits are associated not with securities trade proceeds but with broker-dealer commissions. [read post]
21 Jul 2012, 9:35 am
Scientific-Atlanta, Inc., 552 U.S. 148 (2008) (post), held that aiding and abetting securities fraud doesn't run afoul of the Securities Exchange Act of 1934, at least in private litigation. [read post]
20 Jul 2012, 8:15 pm
Unlike insured health plans, self-insured health plans generally are exempted from the obligation to comply with mandated benefits requirements of state insurance laws pursuant to the preemption provisions of the Employee Retirement Income Security Act (ERISA). [read post]
20 Jul 2012, 7:26 am
McCullagh, (vi) 161,215 shares of Class A-1 Common Stock owned by BCIP Associates II (“BCIP II”), whose managing partner is Bain Capital, Inc., a Delaware corporation wholly owned by W. [read post]
19 Jul 2012, 4:07 pm
In re Xerox Corp Securities Litig., 746 F.Supp. 2d 402, 414-15 (D. [read post]
19 Jul 2012, 6:27 am
On June 7, 2012, the US Securities and Exchange Commission (“SEC”) approved FINRA Rule 5123 governing regulation of broker-dealer participation in private placements of securities. [read post]
17 Jul 2012, 7:59 am
Patent No. 6,970,917 — relates to a method, system and associated software that provides the capability to manage, control, and reconfigure wireless devices remotely over a wireless network with acceptable reliability and security. [read post]
17 Jul 2012, 7:59 am
Patent No. 6,970,917 — relates to a method, system and associated software that provides the capability to manage, control, and reconfigure wireless devices remotely over a wireless network with acceptable reliability and security. [read post]
16 Jul 2012, 11:49 am
Shearson/American Express, 490 U.S. 477 (1989) (Securities Act claims); Dean Witter Reynolds, Inc. v. [read post]
16 Jul 2012, 11:49 am
Shearson/American Express, 490 U.S. 477 (1989) (Securities Act claims); Dean Witter Reynolds, Inc. v. [read post]
15 Jul 2012, 8:04 pm
A primary drafter of the Bolivian Social Security pension privatization law, Ms. [read post]
14 Jul 2012, 7:08 am
Philip Morris USA, Inc., 449 F. [read post]
13 Jul 2012, 1:41 pm
Legislation that would, they say, end this loan guarantee program, but would instead provide billions of dollars still to be used. [read post]
13 Jul 2012, 2:59 am
The National Grain and Feed Association, whose members include Archer Daniels Midland Company and Cargill, Inc., have also expressed concern about the riders, pointing to the possibility of unintended consequences in domestic and export markets. [read post]
12 Jul 2012, 12:51 pm
and 2) if so, what conditions are associated with these potential impacts? [read post]
12 Jul 2012, 11:17 am
Inc. over .merck; e. [read post]
12 Jul 2012, 9:19 am
Inc. that have caused far greater damage than our disclosure. [read post]
11 Jul 2012, 11:16 pm
Inc. that have caused far greater damage than our disclosure. [read post]
11 Jul 2012, 10:13 pm
Timothy’s was operated as a plant for the SCBU prior to the Company’s acquisition in December 2010 of LJVH Holdings Inc. [read post]
11 Jul 2012, 1:29 pm
" Witnesses included representatives from the: Cumberland Gulf Group; American Petroleum Institute; Renewable Fuels Association; American Tradition Institute; Advanced Biofuels Association; Truman National Security Project; National Research Center for Coal and Energy, West Virginia University; National Wildlife Federation; Methanol Institute; Alliance of Automobile Manufacturers; Flex Fuel US; America's Natural Gas Alliance; and Johnson… [read post]