Search for: "Arkansas Securities Department" Results 421 - 440 of 545
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29 Nov 2011, 7:42 am by Jay Fishman
Amendments to rules affecting federal covered securities, exempt transactions and broker-dealers, agents, investment advisers and investment adviser representatives were adopted by the Arkansas Securities Department, effective December 1, 2011. [read post]
29 Nov 2011, 5:36 am by Bob Denney
 Due to growing hacking and security issues at computer networks. [read post]
16 Nov 2011, 7:19 pm by Daniel E. Cummins
Supreme Court, in the case of Arkansas Department of Health and Human Services v. [read post]
The Wisconsin Department of Justice (DOJ) estimates that it will issue a minimum of 100,000 permits in 2011, and approximately 50,000 in 2012. [read post]
1 Nov 2011, 8:13 am by Keith Griffin
“It’s dangerous,” said Heath Abshure, the commissioner of the Arkansas Securities Department, in a Nov. 1 article in Barrons. [read post]
31 Oct 2011, 1:55 pm
Herstein, president of NASAA and assistant director of the Nebraska Department of Banking andamp; Finance Bureau of Securities. [read post]
30 Sep 2011, 11:17 am
Bird 100 So 2d 57 (Fla 1958), Arkansas Commemorative Commission v. [read post]
24 Sep 2011, 3:58 am
Decisions of interest involving Government and Administrative Law Source: Justia September 23, 2011 Gonzalez-Droz v. [read post]
19 Sep 2011, 4:48 pm by Alexander J. Davie
 Arkansas, for example, is one state that has been particularly aggressive in issuing fines for late Form D filings. [read post]
14 Sep 2011, 1:17 pm by Jay Fishman
Amendments to align Arkansas securities rules with statutory amendments adopted during the 2011 legislative session were proposed by the Securities Division.A public hearing on the proposed changes will take place on Tuesday, October 11, 2011 at 10:00 a.m. in the Fourth Floor Hearing Room of the Arkansas Securities Department, 201 East Markham Street, in Little Rock. [read post]
17 Aug 2011, 10:10 am by Bill Raftery
Arkansas HB 1246 Permits financing of bail bonds. [read post]
16 Aug 2011, 5:17 pm by Alexander J. Davie
  In addition, fund managers in Arkansas registered with the SEC must make a notice filing with the Arkansas Securities Department. 3. [read post]
2 Aug 2011, 10:42 am by Eric
I have his social security number if needed, but I don't want to put all of his personal information on this e-mail if possible.... [read post]
2 Aug 2011, 9:30 am by Rebecca Tushnet
I have his social security number if needed, but I don't want to put all of his personal information on this e-mail if possible.... [read post]
29 Jun 2011, 12:08 pm by Daniel E. Cummins
The Third Circuit noted that the United States Supreme Court, in the case of Arkansas Department of Health and Human Services v. [read post]