Search for: "Associated Investments"
Results 421 - 440
of 30,004
Sorted by Relevance
|
Sort by Date
22 Dec 2010, 7:04 am
A survey conducted by the National Venture Capital Association and Dow Jones VentureSource found less than half (38 percent) of VCs expect to increase investment in clean tech, signaling the field has hit a plateau. [read post]
1 May 2014, 5:25 pm
” The post Investing in Place: Two Generations’ View on the Future of Communities appeared first on beSpacific. [read post]
10 Feb 2012, 12:04 pm
Reportedly, the North American Securities Administrators Association plans to intensify its scrutiny of BDCs by drafting a statement of policy on the products in the very near future. [read post]
17 Jan 2020, 5:55 am
We believe that sustainability should be our new standard for investing. [read post]
3 Apr 2019, 10:36 am
Should law firms invest more in competitive intelligence? [read post]
30 Jan 2017, 7:38 am
The SEC’s Orders claim that the investment advisory firms’ violation of Rule 206(4)-5(a)(1) stemmed from their giving investment advice to public pension plans less than two years after the covered associates made the contributions. [read post]
30 Jan 2017, 7:38 am
The SEC’s Orders claim that the investment advisory firms’ violation of Rule 206(4)-5(a)(1) stemmed from their giving investment advice to public pension plans less than two years after the covered associates made the contributions. [read post]
12 Jul 2021, 12:27 pm
Lee & Associates | Maryland recently concluded investment sales transactions for two condominium units contained within 8229 Cloverleaf Drive in Millersville, a single-story building containing nine separate units within 41,036 square feet of space. [read post]
6 Feb 2013, 1:16 pm
Social Status value of association with the project Investors in film and theatre projects may become involved simply out of an attraction to the glamour of the business. [read post]
23 Aug 2022, 12:51 pm
David Lerner Associates’ Energy 11 LP has $45M in Unpaid Distributions Energy 11 LP Shareholders may have claims The White Law Group continues to investigate potential securities claims involving David Lerner Associates’ Energy 11 LP. [read post]
22 Sep 2018, 10:40 am
From January 2006 until March 2018 Maccoll was associated with UBS out of the firm’s Birmingham, Michigan office location. [read post]
26 Oct 2018, 12:44 pm
Four entities affiliated with Transamerica and two individuals associated with one of those entities were charged with violating the Investment Advisers Act of 1940 (“Advisers Act”) and Advisers Act Rules. [read post]
1 Nov 2013, 3:13 pm
The Canadian Association of Law Libraries (CALL) is hosting a webinar on Taking the Business Case Approach on November 26, 2013 from 1 to 2:30 PM Eastern time:"The 'Taking the Business Case Approach' session walks through the 9 components of a typical business case document. [read post]
25 Feb 2013, 5:00 am
The SEC release for the rule provides a bit a more context on the professional background requirements: “An adviser’s chief compliance officer should be competent and knowledgeable regarding the Advisers Act…” I looked at several compliance programs but decided the Investment Adviser Certified Compliance Professional Program co-sponsored by the Investment Adviser Association and National Regulatory Services would be the best choice. [read post]
1 Jul 2019, 9:42 am
Behn will also be permanently barred from association with any broker, dealer, investment adviser, municipal securities dealer, municipal advisor, transfer agent, or nationally recognized statistical rating organization.The SEC’s investigation was conducted by Tracy S. [read post]
18 Dec 2017, 2:06 pm
From February 2011 through November 2014 Paynter was associated with Morgan Stanley. [read post]
13 Nov 2018, 7:54 am
Corporate Property Associates 18 – Global Inc. is a publicly registered non-traded real estate investment trust (REIT) managed by W.P. [read post]
13 Nov 2018, 7:54 am
Corporate Property Associates 18 – Global Inc. is a publicly registered non-traded real estate investment trust (REIT) managed by W.P. [read post]
9 Sep 2017, 7:53 am
Martin Pritikin (Dean, Concord), Return on Investment: The Core Challenge for Legal Education and the Legal Profession: The legal community is facing a myriad of serious challenges ― historically low law school enrollments and bar passage rates, exploding tuition costs and associated student debt and a stagnant job market ―... [read post]
9 Nov 2019, 7:14 am
ON OR AROUND 2/12/18, WITHOUT ADMITTING OR DENYING THE ALLEGATIONS SET FORTH IN THE CLAIM, THE PARTIES SETTLED THE MATTER TO AVOID FURTHER EXPENDITURE OF TIME, RESOURCES AND COSTS ASSOCIATED WITH THE DISPUTE. [read post]
