Search for: "Bankers Financial Corporation"
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5 Sep 2014, 9:12 am
During his dates of registration, he was also affiliated as a private client banker with JPMorgan Chase Bank, N.A. [read post]
27 Aug 2014, 5:05 am
In this American Banker article, Luse Gorman’s John Gorman discusses his concerns about – and opposition to – suggestions made by academics and others that bank directors’ fiduciary duties be broadened in the risk oversight area. [read post]
25 Aug 2014, 8:39 am
Most hotel management companies will engage an investment banker to market the company. [read post]
14 Aug 2014, 4:09 pm
At the May 2014 annual conference of the Association to Invest In the USA (“IIUSA“), the trade association for the EB-5 regional center program, representatives of both the SEC and the Financial Industry Regulatory Association (“FINRA“) gave presentations regarding the potential application of registration requirements to EB-5 regional centers and others engaged in the marketing and sale of EB-5 investments, but there was no indication that the SEC or FINRA… [read post]
14 Aug 2014, 4:02 am
I share the concerns John Gorman expressed in his American Banker article about this proposal. [read post]
29 Jul 2014, 5:56 am
FINRA found that an investment banker at AEI referred to as the “Lead Banker” had overall responsibility at AEI offering. [read post]
28 Jul 2014, 7:15 am
A few weeks later, Li Junjie, a 33-year-old banker at JP Morgan in Hong Kong, jumped from his firm's local headquarters as well. [read post]
25 Jul 2014, 5:08 am
One of the latest is this one about “Corporate Governance Surveys,” which contains over 70 recent surveys on governance topics… Connecting Middle-Market Bankers In this DealLawyers.com podcast, Andy Jones, President of PEI Services, discusses his company – an online information services company providing up-to-date & accurate information about financial buyers to the middle market investment banking community and associated M&A service… [read post]
9 Jul 2014, 1:15 pm
Taxpayers with Undisclosed Foreign Financial Assets. [read post]
17 Jun 2014, 9:30 pm
For example, entry-level Federal Insurance Deposit Corporation (FDIC) employees make $51,630 on average and senior policy analysts start at $145,757, he says, while entry-level investment bankers had a median annual salary of $90,560 and high-level financial managers earned $160,900 in 2012. [read post]
12 Jun 2014, 4:06 am
- Do you license your data for use within internal CRM systems, or as a plug-in to other corporate data systems? [read post]
15 May 2014, 11:46 am
Credit Suisse AG, a Swiss corporation, operates a global financial services business in more than 50 countries with over 45.000 employees, including 9.000 U.S. employees. [read post]
29 Apr 2014, 4:18 pm
It’s unclear whether this is an example of government pressure, an internal corporate decision, or some combination. [read post]
24 Apr 2014, 10:27 am
Under FATCA, every foreign financial institution (FFI) must notify the IRS about its U.S. customers. [read post]
17 Apr 2014, 12:02 pm
Brandeis and Warren share the Progressive distrust of "legislatures and courts that have allowed the nation's social and economic policies to be made by corporations and bankers." [read post]
26 Mar 2014, 3:55 pm
” Bankers and Hedge Fund managers, among others, were invited to the pentagon to role-play a financial disaster. [read post]
25 Mar 2014, 7:33 pm
In the wake of the financial crisis and the recession that followed it, we’ve seen the start of a radical change in legal client behavior, prompted by real economic hardship for both individuals and many businesses. [read post]
21 Mar 2014, 8:15 pm
Think "central bankers and the current obliteration of the middle class"), at a life stage when people are in the greatest need of protection. [read post]
14 Mar 2014, 2:00 pm
*An accountant's refusal to approve some of the employer's corporate expenditures as business expenses. [read post]
7 Mar 2014, 7:47 am
Koogler FINRA (the Financial Industry Regulatory Authority) is soliciting public comment on a proposed rule set (LCFB Rule 14-09) for firms that meet the definition of “limited corporate financing broker” (LCFB). [read post]
