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7 Oct 2022, 6:08 am by John Jascob
The panel went on to affirm that one of the appellants used false zip codes to appear as a retail investor and confirmed that the penalties and injunctions imposed were within the district court's discretion (SEC v. [read post]
22 Sep 2022, 12:44 pm by Katilyn Hollowell
The case, filed in the United States Bankruptcy Court for the Middle District of Louisiana as In re Falcon V, L.L.C., concerned a $10.5 million surety agreement between the Debtor, Falcon V, L.L.C., and Argonaut Insurance Company (“Argonaut”). [read post]
21 Sep 2022, 1:16 pm
Ct. 48, 49 (2020) (per curiam), and Carney v. [read post]
14 Sep 2022, 11:59 am by John Jascob
Inc., September 13, 2022).The SEC alleges that in different periods since 2017 the four underwriters sold new issue municipal bonds without obtaining required disclosures for investors. [read post]
12 Sep 2022, 9:00 pm by Kyle Hulehan
Key Findings Massachusetts’ tax advantage in New England is primarily driven by its competitive individual income tax rate and its sales and use tax structure. [read post]
12 Sep 2022, 12:30 pm
Ct. 1615, 1619 (2021) (Sotomayor, J.); Barton v. [read post]
12 Sep 2022, 7:15 am by Kyle Persaud
See, for example, ,Matter of Severns’ Estate; ,Crump’s Estate v. [read post]
6 Sep 2022, 9:05 pm by John Armour
Changes in the costs of transition or in the mix of shareholders in the firm’s register (green v. non-green) may lead the firm to renege on transition “pledges” when the time comes to incur significant costs. [read post]