Search for: "CITIGROUP INC." Results 421 - 440 of 1,146
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9 Feb 2010, 10:53 am by Joel Beck
., a case brought by a group of former WorldCom, Inc. shareholders against Salomon Smith Barney & Co (Citigroup Global Markets, Inc.) and its financial analyst Jack Grubman. [read post]
29 Nov 2011, 6:02 am by Andrew Ramonas
Rejection: A federal judge in Manhattan on Monday rejected a $285 million agreement Citigroup Inc. reached with the U.S. [read post]
5 Feb 2010, 4:34 am by JW Verret
I had the opportunity to present Treasury Inc.: How the Bailout Reshapes Corporate Theory and Practice at the American Association of Law Schools conference session on Business Associations in January. [read post]
7 Apr 2014, 6:53 pm by Amy Hocevar
Citigroup, Inc., Russell had filed a class action against his employer Citigroup at a time when his arbitration agreement with the company did not reach class claims. [read post]
10 Feb 2011, 6:50 am
The respondents in the cased include Citigroup Global Markets Inc., operating under the name Smith Barney, and Citigroup Alternative Investments LLC. [read post]
27 Jun 2018, 4:44 pm by Sabrina I. Pacifici
“From Mars bars to Hermes scarves, supermarkets to hotels and data firms to drug makers, the source of this wealth is varied and its scale is startling: more than the market cap of Apple Inc., all the deposits held by Citigroup Inc. or the entire GDP of Indonesia…” [read post]
8 Apr 2009, 7:42 pm
  Judge Hilton of the Eastern District of Virginia, who is well versed in intellectual property issues, decided to teach a lesson to such a schemer in the case of Citigroup, Inc. v. [read post]
17 Aug 2018, 1:05 pm by SEClaw Staff
Ameriprise Financial Services Charged for Failing to Safeguard Client AssetsAmeriprise Financial Services Inc. will pay $4.5 million to settle charges that it failed to safeguard retail investor assets from theft by its representatives. [read post]
14 Oct 2015, 1:53 pm
Citigroup Inc., JP Morgan Chase & Co. and Wells Fargo are among those big banks that have been dropping the ball.Most recently, those banks have overlooked a particularly questionable patron, Daniel Fernandes Rojo Filho. [read post]
3 May 2016, 7:34 am by John Jascob
Capital One, Citigroup, Fidelity, First Data, Fiserv, MUFG, State Street, and Visa also partnered with Chain during the development process. [read post]
17 Aug 2018, 1:05 pm by SEClaw Staff
Ameriprise Financial Services Charged for Failing to Safeguard Client AssetsAmeriprise Financial Services Inc. will pay $4.5 million to settle charges that it failed to safeguard retail investor assets from theft by its representatives. [read post]
6 Apr 2016, 10:23 am
., Citigroup Global Markets Inc., and Morgan Keegan & Co. before he was let go from Raymond James in June of 2014.If Foerster is subject to the maximum penalty for his wire fraud, he could face 20 years behind bars and a $250,000 fine. [read post]
2 Jan 2014, 5:26 am
Experient Inc., Opposition No. 91190253 [Section 2(d) opposition to registration of the mark EXPERIENT for meeting, convention, exhibition, seminar, event, tradeshow, and conference services, in view of Opposer's alleged prior use of the identical mark EXPERIENT for event marketing and planning services].January 15, 2014 - 2 PM: Citigroup Inc. v. [read post]
16 Jan 2015, 12:01 pm
No.2:  Citigroup Inc. fined for $15 millionReason for Fine: Not adequately protecting against “potential selective dissemination of non-public research to clients and sales and trading staff. [read post]