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7 Apr 2022, 9:01 pm
[2] See Gary Gensler, “Statement on Exchange Act 10B and Rule 9j-1” (Dec. 15, 2021), available at https://www.sec.gov/news/statement/gensler-10b-rule-9j-1-20211215 [3] See Gary Gensler, “Statement on Public Dissemination of Security-Based Swap Transactions” (Feb. 16, 2022), available at https://www.sec.gov/news/statement/gensler-public-dissemination-sbs-transactions-202202 This statement was issued on April 6, 2022, by Gary Gensler, chairman of… [read post]
7 Apr 2022, 6:10 am
Posted by Gary Gensler, U.S. [read post]
7 Apr 2022, 6:10 am
Posted by Gary Gensler, U.S. [read post]
5 Apr 2022, 9:01 pm
Polite ethical vegans have to engage in so much dishonesty just to get through the day. [read post]
5 Apr 2022, 7:27 am
At National Whistleblower Day 2021, SEC Chair Gary Gensler stated that the agency’s whistleblower program “helps us be better cops on the beat, execute our mission, and protect investors from misconduct. [read post]
5 Apr 2022, 5:40 am
“Over the years, our disclosure regime has evolved to reflect evolving risks and investor needs,” said SEC Chair Gary Gensler. [read post]
4 Apr 2022, 9:01 pm
These platforms have scale, recently trading crypto worth more than $100 billion a day.[2] The crypto market is highly concentrated, with the bulk of trading taking place on only a handful of platforms. [read post]
4 Apr 2022, 9:05 am
These days it often seems like both sides of the congressional aisle cannot agree on anything and bipartisan support is in short supply. [read post]
1 Apr 2022, 2:07 pm
Additionally, on the same day the SEC announced Weibo’s listing, Reuters reported that China’s securities regulator had called on Alibaba, Baidu and JD.com to prepare for audit disclosures to the United States. [read post]
1 Apr 2022, 8:31 am
At National Whistleblower Day 2021, Chair Gensler stated that the agency’s whistleblower program “helps us be better cops on the beat, execute our mission, and protect investors from misconduct. [read post]
1 Apr 2022, 4:00 am
Gary Peters. [read post]
31 Mar 2022, 10:05 pm
I play Wordle on my iPad every day. [read post]
31 Mar 2022, 9:05 am
Skylstad married Gary Hill in 1981, and quickly became a mother of three children by 1987. [read post]
31 Mar 2022, 3:30 am
The SEC is pitching the proposal as a way to level the playing field between SPACs & traditional IPOs, which SEC Chair Gary Gensler emphasized in his statement on the proposal. [read post]
30 Mar 2022, 7:01 am
Facebook EU Access to data On the same day, the EC launched a similar investigation, into whether Facebook uses data from companies advertising on its platform in order to compete against those companies. [read post]
28 Mar 2022, 10:21 am
” The outreach event is part of the SEC’s 2022 Investor Advocacy Clinic Summit, a day-long event that allows the Commission and staff of the Commission to hear directly from the law school investor advocacy clinics on financial fraud issues affecting their retail investor clients. [read post]
28 Mar 2022, 8:31 am
Gary Peters and ranking member Sen. [read post]
27 Mar 2022, 2:33 pm
” The rule, which SEC Chair Gary Gensler acknowledges is based on the U.K. [read post]
25 Mar 2022, 2:14 pm
After a slight delay owing – we think – to the pandemic, the National Family Law Arbitration Course will run later this year, in October and November, and be preceded by two single-day programs for lawyers and mental health professionals interested in parenting coordination. [read post]
25 Mar 2022, 6:08 am
The public comment period will remain open for 60 days following publication of the proposing release on the SEC’s website or 30 days following publication of the proposing release in the Federal Register, whichever period is longer. [read post]
