Search for: "Matter of Trader"
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13 May 2013, 11:15 pm
In the context of pharmaceuticals, anti-counterfeiting is not only a matter of revenue protection, it is a matter of public health and safety. [read post]
4 Oct 2018, 10:42 am
DBW allegedly served “as a ‘shill’ for bearish traders in MiMedx stock” including “friends, family, affiliates, and/or even ... [read post]
12 Jul 2013, 8:30 am
What is the European Commission's position, she wonders on the likelihood of having to pay twice and its impact on traders and consumers within the Single Market?]". [read post]
7 Apr 2014, 7:01 am
It addresses how both large and small investors are being duped by traders utilizing high-speed programs. [read post]
12 Sep 2013, 6:06 am
Accordingly, to save everyone time and effort, he is going to give not only the questions referred in this matter but also the answers. [read post]
25 Sep 2015, 10:51 am
TeraExchange had lauded the trades as the first ever Bitcoin swaps transactions on a regulated exchange, but that boast fell apart when CFTC officials and the National Futures Association began to investigate them as suspected wash trades (In the Matter of TeraExchange LLC, Release No. 15-33, September 24, 2015).TeraExchange paid no penalty in the settled administrative matter, nor did it admit or deny the CFTC’s findings. [read post]
9 Feb 2024, 5:40 am
No matter what happens tomorrow night, I'm so proud of her. [read post]
1 Nov 2021, 3:43 pm
The Office also crossed the $1 billion landmark of total monetary sanctions obtained in matters involving whistleblower information since the program’s inception.The report also described customer outreach activities, including relating to the “meme trading” trend.The report covered from October 1, 2020 through September 30, 2021. [read post]
22 May 2015, 4:52 am
Give us blood, and any blood will do, because it’s not like it matters whether the warm bodies thrown under the bus to appease the bloodlust of the public matters. [read post]
19 Jan 2017, 2:53 am
The court writes: It is not disputed that the TTI System improves the accuracy of trader transactions, utilizing a software implemented programmatic [method]. [read post]
10 Dec 2019, 6:59 am
Accordingly, the defendants asserted they were entitled to judgment as a matter of law.Subsequent developments support granting the summary judgment. [read post]
16 Sep 2017, 9:00 pm
I’m pretty jaded when it comes to the federal government — no matter who is running it. [read post]
17 Oct 2013, 9:58 am
An example of this would someone who is a day trader. [read post]
13 Jan 2009, 8:54 am
Do we know that day traders or speculators have more income than "buy-and-hold investors"? [read post]
22 Aug 2022, 4:19 am
History matters, or at least it did until historians broke it. [read post]
28 Nov 2023, 9:15 pm
This Proskauer blog reminds us why the litigation matters: The Panuwat decision does not appear to break new ground under the misappropriation theory of insider trading in light of the particular facts alleged. [read post]
14 May 2009, 1:45 pm
Bouchareb, a Florida day trader, separately pleaded guilty to conspiracy and securities fraud in the matter. [read post]
29 May 2009, 5:00 am
This problem will not fix itself and Blinder is right to say that matters will drift back to the way they were. [read post]
18 Mar 2011, 6:20 am
Keeping in mind that lying to the SEC is itself a crime (see, Martha Stewart) it is simply a matter of time before the SEC finds the executive's account, as well as the accounts of his wife and his buddies.Many times the individual has made legitimate purchases. [read post]
30 Jul 2012, 10:53 am
To make matters worse for the alleged insider traders, the SEC has frozen all proceeds from the Nexen trades, not just the profits from the last few weeks. [read post]
