Search for: "Morgan Asset Management"
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31 Oct 2012, 12:28 pm
, Wetherby Asset Management, Evanson Asset Management, LLC, Capital Investment Counsel, Inc. [read post]
31 Oct 2012, 12:28 pm
, Wetherby Asset Management, Evanson Asset Management, LLC, Capital Investment Counsel, Inc. [read post]
22 Oct 2012, 1:23 pm
From: http://www.reuters.com/assets/print? [read post]
20 Oct 2012, 2:37 pm
According to the Wall Street Journal, Guggenheim Partners, Harbinger Capital Partners, and Apollo Global Management are just some of the money managers who have begun to acquire fixed annuities. [read post]
9 Oct 2012, 3:53 pm
Risk management comes second under profit motive, with inducements generated to increase high risk trading, leverage, and the exploitation of funds. [read post]
2 Oct 2012, 1:00 pm
Britain’s Financial Services Authority managing director Martin Wheatley says that oversight of Libor should become the UK regulator’s job. [read post]
30 Sep 2012, 8:17 pm
SEC Gains Asset Freeze in Insider Case Against Broker Over Burger King Acquisition, BNA/Bloomberg, September 24, 2012 More Blog Posts: Insider Trading Roundup: SEC Settlement Reached Over Alleged Tips In Insurers’ Merger, Court Won’t Throw Out Criminal Charges Related to Info From AA Member, & Asset Freeze Approved Against Broker In Burger King Acquisition, Stockbroker Fraud Blog, September 28, 2012 Why Were Two Former Morgan Stanley Smith Barney… [read post]
16 Sep 2012, 7:54 pm
The SEC had said that it plans to ask more questions about the independence, or lack thereof, that characterizes the relationship between professionals who give advice and the brokers and/or asset managers they use. [read post]
14 Sep 2012, 9:39 am
However, Harvey Kadden leads a four-man team which had combined production of more than $14 million in the trailing 12-month period and manages assets in excess of $1 billion. [read post]
14 Sep 2012, 9:34 am
McManus, Prashanth Jayachandran, and Jason Burns, Morgan, Lewis & Bockius, New York City and Princeton, N.J. [read post]
11 Sep 2012, 6:23 pm
He has consented to pay $421,702 in civil penalties and disgorgement over allegations that he made unsuitable investment recommendations related to hedge funds that he recommended and managed through Sky Bell Asset Management Inc. between at least 2005 and September 2007. [read post]
6 Sep 2012, 1:53 am
Every fall since I first started writing this blog, I have assembled a list of the current hot topics in the world of directors’ and officers’ liability. [read post]
31 Aug 2012, 3:47 pm
As of May, says the Commission, the company had assets under $500K and owed investors over $6.2M. [read post]
16 Aug 2012, 5:00 am
The losses at JP Morgan forced on regulators a reexamination of their oversight role, see Testimony of Thomas J. [read post]
16 Aug 2012, 1:27 am
In early 2008, a cascade of margin calls forced the company’s managers to put the company into liquidation under the authority of the Royal Court of Guernsey. [read post]
10 Aug 2012, 9:45 am
-based bank with $2.29 trillion in assets) reveal an increasingly large, now thought to be $6 billion, trading loss due to poor risk management. [read post]
8 Aug 2012, 9:30 pm
Several major lenders, including JP Morgan Chase, Wells Fargo, and Bank of America are already participating in the HAMP PRA program. [read post]
8 Aug 2012, 4:01 pm
As of June 30, Morgan Stanley had $319.19 billion in risk-weighted assets. [read post]
22 Jul 2012, 12:12 pm
The latest widely publicized example is the “London Whale” trader from the generally well-managed JP Morgan investment bank. [read post]
19 Jul 2012, 11:08 pm
John Fullerton, a former managing director at JP Morgan who now runs the Capital Institute, calculates that at today’s market value, those 2,795 gigatons of carbon emissions are worth about $27 trillion. [read post]
