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22 Aug 2012, 9:33 am by Katherine J. Neikirk
Because the servicing rights contracts were entered into between October 2005 and August 2007, Central Mortgage had until October 2008 through August 2010 to file litigation regarding the new loans. [read post]
    In a FINRA arbitration statement of claim filed in April 2011, Morgan Stanley Smith Barney (“MSSB”) sought $68,239.00 in compensatory damages plus interest, costs, and fees from Respondent Richard Swetish, who had been an employee with the firm. [read post]
20 Aug 2012, 1:57 am by Kevin LaCroix
The rating agencies and Morgan Stanley separately moved for summary judgment on the plaintiffs’ fraud claims. [read post]
19 Aug 2012, 10:00 am by Zachary Spilman
This week at the NMCCA: The next scheduled oral argument at the Navy-Marine Corps CCA is on August 30, 2012. [read post]
14 Aug 2012, 3:36 pm
Read the SEC Order (PDF) SEC Charges Wells Fargo for Selling Complex Investments Without Disclosing Risks, SEC, August 14, 2012 More Blog Posts: Wells Fargo & Co. [read post]
12 Aug 2012, 10:00 am by Zachary Spilman
This week at the NMCCA: The next scheduled oral argument at the Navy-Marine Corps CCA is on August 30, 2012. [read post]
8 Aug 2012, 4:01 pm
Morgan Stanley Considers Shutting Offices, Cutting Staff: Sources, CNBC/Reuters, August 8, 2012 Morgan Stanley plans further staff cuts on weak outlook, Reuters, July 19, 2012 Deutsche Bank Said To Consider Staff Cuts At Investment Bank, Bloomberg, July 19, 2012 More Blog Posts: Plaintiff Says Morgan Stanley Fired Him for Calling out Investment Adviser Who Was Churning Accounts and Bilking Investors, Stockbroker Fraud Blog, August 7, 2012 Morgan… [read post]
7 Aug 2012, 1:13 pm by Edward M. McNally
Morgan Stanley Mortgage Capital Holdings LLC, C.A. 5140-CS (August 7, 2012) When a complaint is amended, the issue sometimes arises whether any new claims relate back to the original filing date so as to avoid the expiration of the statute of limitations. [read post]
7 Aug 2012, 10:42 am
Worker Says He Caught Morgan Stanley in the Act, Courthouse News Service, August 3, 2012 Ex-Morgan Stanley Risk Officer Sues Bank Over Firing, Bloomberg, August 1, 2012 More Blog Posts: Dodd-Frank Whistleblower Protection Amendment Must Be Applied Retroactively, Said District Court, Stockbroker Fraud Blog, July 21, 2012 SEC’s Office of the Whistleblower In Early Phase of Evaluating Reward Claims, Institutional Investor Securities Blog, March 23, 2012 … [read post]
5 Aug 2012, 10:00 am by Zachary Spilman
United States, No. 11-1395, which is pending a response from the Solicitor General (due August 13), and Stanley v. [read post]
5 Aug 2012, 7:42 am by Josh Wright
TOP 10 Papers for Journal of Antitrust: Antitrust Law & Policy eJournal June 4, 2012 to August 3, 2012. [read post]
5 Aug 2012, 5:45 am by Lawrence B. Ebert
Martin Fleischmann, who with Stanley Pons reported a phenomenon initially termed "cold fusion", died August 3, 2012 at age 85. [read post]
3 Aug 2012, 2:41 pm by MLB
Sherren Leigh (right) accepts Woman of Vision crystal from Arnstein & Lehr Partner Michelle Novick Arnstein & Lehr’s Chicago office hosted their 6th annual Woman of Vision award luncheon on Thursday, August 2, at Chicago’s iconic Palmer House Hilton hotel. [read post]
1 Aug 2012, 1:41 am by Kevin LaCroix
” The 25 non-Defendant banks and insurance companies include such banks and insurance companies as Wells Fargo, Met Life, Goldman Sachs, Morgan Stanley, Keycorp and Northern Trust, among others. [read post]
29 Jul 2012, 10:00 am by Zachary Spilman
United States, No. 11-1395, which is pending a response from the Solicitor General (due August 13), and Stanley v. [read post]