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14 Apr 2014, 6:41 am
Studies show the top 1 percent of Americans took a record share of U.S income last year. [read post]
11 Apr 2014, 3:11 pm
The FINRA fine that topped the list was that handed to, again, LPL Financial LLC in the amount of $9 million (including a fund set up to compensate customers) for "systemic email failures" and "misstatements to FINRA," reported on May 21, 2013. [read post]
9 Mar 2014, 5:30 am
Car2go NA, LLC, WD Washington 2014http://t.co/e3PFgnCr1g -> Smartphones becoming prime target for criminal hackers http://t.co/6FUJA7iazU -> Anti-Muslim Video Still Stirring Controversy In The Courtroom http://t.co/T0WVZc4kMA -> Music Community Pans Aereo http://t.co/k6NABEBY3P -> Social media defamation the tip of the legal iceberg http://t.co/ulam8YCSTP -> New CJEU reference on artists resale right http://t.co/VjaUwsCoPx -> The Production of Private – But Relevant… [read post]
26 Feb 2014, 5:00 am
In the presence exam initiative, the Securities and Exchange Commission identified conflicts of interest as a high risk area. [read post]
10 Feb 2014, 5:00 am
It would depend on the investors rights under the LLC agreement. [read post]
15 Jan 2014, 8:22 am
Following is Part 2 of my third annual list of the top 10 e-discovery developments and trends from the past year. [read post]
14 Jan 2014, 9:48 am
Here is my third annual list of the top 10 e-discovery developments and trends from the past year. 1. [read post]
26 Dec 2013, 3:31 am
According to the SEC's order, the ConvergEx brokerages involved in the scheme were G-Trade Services LLC, ConvergEx Global Markets Limited, and ConvergEx Execution Solutions LLC. [read post]
4 Nov 2013, 5:33 am
Take a look at the offering of Bio Profit Series V, LLC detailed in an enforcement action by the Securities and Exchange Commission. [read post]
1 Oct 2013, 6:17 am
The State of Delaware recently enacted several significant changes to the Delaware General Corporation Law (“DGCL”)and the Delaware LLC Act (“LLC Act”). [read post]
4 Sep 2013, 4:25 am
`Visitors to TripAdvisor's website use its forums to exchange information relating to travel issues. [read post]
29 Aug 2013, 11:20 am
Debates over methodology form part of the exchange in the marketplace of ideas, not an issue to be resolved by the courts. [read post]
4 Aug 2013, 5:30 am
http://t.co/wCzvR3JTCE -> "Insurer has duty to defend in alleged trademark counterfeiting case" http://t.co/68ITMApq8r -> Action for deceit for failure to pay royalties under a license affirmed in XY, LLC v. [read post]
29 Jul 2013, 7:45 am
The press release at issue announced “top line” findings and promised a full review at an upcoming international conference.[20] According to the release, the clinical trial data did not show a statistically significant benefit on the primary efficacy end point, but “[p]ost-hoc analyses did show statistically significant and clinically meaningful benefits in important subgroups. [read post]
3 Jul 2013, 2:55 pm
Metropolitan West Asset Management, LLC highlights at least two important take-aways with respect to the cash solicitation rule. [read post]
30 May 2013, 8:16 pm
.; APPLICATION DEVELOPERS ALLIANCE; TMSOFT, LLC; AND STACK EXCHANGE INC. [read post]
21 May 2013, 10:00 am
FMR, LLC. [read post]
7 Feb 2013, 2:54 pm
He has litigated cases against Intel Corporation, Toyota Motor Sales, USA, Inc., Honda North America, Inc., Aston Martin Lagonda of North America, Inc., BMW of North America, LLC, Mercedes-Benz USA, LLC, Keyes European, LLC, Rusnak Enterprises, LLC and Wells Fargo Auto Finance, Inc. [read post]
6 Feb 2013, 9:00 pm
It all starts with tone at the top. [read post]
5 Feb 2013, 9:58 pm
A widely published author and highly sought out speaker whose HR & Benefits Update has been recognized as among the “Top 50” HR Blogs To Watch, Ms. [read post]