Search for: "UBS Investment Bank"
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6 Aug 2010, 3:22 am
Patrick Schmitz-Morkramer, head of investment banking Asia ex-Japan at Nomura Holdings, is looking to drive up the number of deals the bank manages, and as part of the move has hired former UBS investment banker Mark Williams to head its equity capital-markets team in the region. [read post]
4 Aug 2010, 4:02 pm
Boyd Page of Page Perry LLC in Atlanta, noting that approximately 15 investment banks and brokerage firms have entered into settlements with regulators since the market collapse. [read post]
3 Aug 2010, 6:30 am
She previously was Co-Head of US Fixed Income at UBS Asset Management. [read post]
26 Jul 2010, 11:35 pm
UBS of Switzerland on Tuesday reported a profit of 2 billion Swiss francs in the second quarter, as investment banking income rose. [read post]
18 Jul 2010, 9:59 am
On July 9, an investment firm that lost $1.2 billion dollars in mortgage backed securities sued Bank of America, Barclays, Credit Suisse, Bear Stearns (now a part of JP Morgan Chase), Citigroup, Goldman Sachs, Morgan Stanley, UBS and Deutsche Bank, in Massachusetts State Court for fraud for selling securities they knew were doomed to fail due to a lack of underwriting and oversight in the mortgage lending industry. [read post]
15 Jul 2010, 12:55 am
UBS was sued for assisting wealthy Americans hide their income in UBS bank accounts in efforts to dodge taxes. [read post]
12 Jul 2010, 2:18 am
In concluding that the plaintiffs had not sufficiently alleged scienter, the court noted that the defendants had argued that the company "rather than acting with scienter, was itself defrauded by its investment bankers into believing its investment was a safe, liquid alternative to bank deposits. [read post]
7 Jul 2010, 8:15 am
” “We continue to receive inquiries from investors who acquired Lehman structured notes as a result of UBS’s misrepresentation of it as a 'principal protected' investment,” said J. [read post]
6 Jul 2010, 10:46 am
UBS had sold more than $1 billion of PPNs, described as safe investments backed by Lehman Brothers that were "guaranteed" against loss of principal. [read post]
28 Jun 2010, 6:23 pm
UBS, Deutsche Bank, Morgan Stanley, Goldman Sachs, the former Lehman Brothers, Citigroup, and JP Morgan Chase are among the firms being probed. [read post]
24 Jun 2010, 11:08 am
Banks seek three major exemptions to the Volcker Rule: (1) make it inapplicable to asset management and insurance companies, (2) allow banks to continue to invest in hedge funds and private equity firms, and (3) delay any requirements for up to seven years. [read post]
23 Jun 2010, 2:12 pm
Magnetar also worked with most of Wall Street’s top banks in its deals, including Merrill Lynch, Lehman Brothers, Citigroup, UBS and JPMorgan Chase. [read post]
8 Jun 2010, 9:27 pm
I don't know what their past batting average is, but if you're looking for help filling out your office bracket, this could be the ticket.ARTICLEURLAdditional previews from the quant departments of investment banks JP Morgan can be found here, and from UBS here. [read post]
2 Jun 2010, 8:50 am
Department of State 42 Southwest Airlines 43 PricewaterhouseCoopers, LLP 44 Ernst & Young 45 Target 46 MillerCoors 47 Kraft Foods 48 Fidelity Investments 49 UBS 50 Citi 51 Time Warner 52 Chevron Corporation 53 Diageo 54 Exxon Mobil Corporation 55 Anheuser-Busch InBev 56 FBI 57 Central Intelligence Agency 58 Harrah's Entertainment 59 Shell Oil Company 60 Marriott 61 Gap Inc. 62 Medtronic 63 Wells Fargo & Company 64 Yahoo! [read post]
13 May 2010, 12:55 pm
Morgan Chase, Citigroup, Deutsche Bank, and UBS. [read post]
12 May 2010, 8:01 am
Analysts have stated that all Wall Street investment banks have been receiving subpoenas about CDOs and CDO marketing. [read post]
6 May 2010, 11:34 am
Many banks on Wall Street and in Europe were even bigger players in the types of complex investment deals that Goldman is now defending. [read post]
30 Apr 2010, 10:26 pm
Stifel’s retail and investment-banking/capital revenue will be brought into balance. [read post]
28 Apr 2010, 10:58 pm
SBC was a Swiss retail bank plus a global investment bank. [read post]
27 Apr 2010, 8:49 am
UBS is HealthSouth’s investment bank. [read post]
