Search for: "US Securities and Exchange Commission"
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7 Feb 2024, 5:34 am
According to the Securities and Exchange Commission (SEC)’s Press Release, J P Morgan will pay an SEC settlement for silencing potential whistleblowers. [read post]
6 Feb 2024, 9:24 am
The SEC (Securities & Exchange Commission) has filed a summary judgment against two former employees of Bridgewater, NJ-based Synchronoss Technologies, Inc. [read post]
6 Feb 2024, 6:13 am
Investors who have suffered losses are encouraged to contact us at (800) 810-4262 for consultation. [read post]
5 Feb 2024, 9:01 pm
On January 16, 2024, the Securities and Exchange Commission announced a settled enforcement action against JP Morgan Securities, LLC (“JPMS”) for violating Rule 21F-17(a) of the Securities Exchange Act of 1934.[1] Like other recent 21F-17(a) cases brought by the SEC, the case involved a claim that certain confidentiality language in an agreement with individuals would impede those individuals from reporting potential… [read post]
5 Feb 2024, 2:05 pm
The US Securities & Exchange Commission (SEC) is currently investigating Moretz following allegations of “certain provisions of federal securities laws,” including Section 10(b) of the Exchange Act and Rule 10b-5. [read post]
5 Feb 2024, 1:30 pm
Contact us today for a free, no-obligation consultation to discuss the specifics of your case and craft a formidable defence. [read post]
5 Feb 2024, 6:10 am
Investors who have suffered losses are encouraged to contact us at (800) 810-4262 for consultation. [read post]
4 Feb 2024, 9:01 pm
This post comes to us from Davis, Polk & Wardwell LLP. [read post]
2 Feb 2024, 9:05 pm
Furthermore, the Diez team finds that the European Commission lacks targeted incentives, sanctions, or enforcement tools to ensure compliance. [read post]
2 Feb 2024, 11:46 am
The term “golden visa” is an unofficial one, used to refer to visas that offer residence in exchange for making a substantial investment in a given country. [read post]
Two Pending Cases Before the U.S. Supreme Court Could Substantially Impact New Jersey Employment Law
2 Feb 2024, 8:05 am
This is part of the dispute now before the Supreme Court in Securities and Exchange Commission v. [read post]
2 Feb 2024, 3:00 am
Bush has come under fire for using campaign money to hire her husband, Cortney Merritts, as her security. [read post]
1 Feb 2024, 1:15 pm
In 2023 the SEC (Securities & Exchange Commission) handed out a record $600 million in bounties to whistleblowers responsible for billions in recovered funds. [read post]
31 Jan 2024, 9:05 pm
Securities and Exchange Commission. https://www.sec.gov/news/public-statement/lee-crenshaw-listings-2020-12-23 This post comes to us from Anna Bergman Brown at Clarkson University, Donal Byard at Baruch College – City University of New York (CUNY), and Jangwon Suh at Queens College – CUNY. [read post]
31 Jan 2024, 12:34 pm
The U.S. restricted selling them to China to prevent their use in China’s military, The FBI,, the Securities and Exchange Commission and a national security panel have opened probes on whether TuSimple was illegally transferring technology to China. [read post]
31 Jan 2024, 11:31 am
The review includes regulatory sanctions from the Financial Industry Regulatory Authority (FINRA), the US Securities Exchange Commission (SEC) and state regulators. [read post]
30 Jan 2024, 9:04 pm
Securities and Exchange Commission, in Washington, D.C. [read post]
30 Jan 2024, 9:02 pm
”[24] The court continued by observing that: [H]ere, the Provision is used by an agency of the federal government to shield itself from public view. [read post]
30 Jan 2024, 10:30 am
In the absence of rulemaking by the Securities Exchange Commission (SEC), what makes a security is still an open question in the financial industry. [read post]
30 Jan 2024, 4:52 am
A U.S. official added that the drone used in the attack appeared to be a “type of Shahed drone,” a one-way attack drone Tehran has been providing to Russia. [read post]
