Search for: "Walling v. Frank"
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19 Apr 2013, 9:00 am
Finally: Mondaq has a very nice summary of the Fifth Circuit's recent opinion in Avalon Legal Information Svcs. v. [read post]
5 Apr 2013, 1:53 am
Section 951 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (“Dodd-Frank Act”), 15 U.S.C. [read post]
4 Apr 2013, 6:48 pm
The International Swaps and Derivatives Association’s Dodd-Frank Documentation Initiative aims to facilitate compliance with the Dodd-Frank Act. [read post]
29 Mar 2013, 4:09 pm
Sir Nicholas Wall retired on 1 Dec 2012. [read post]
10 Feb 2013, 9:27 pm
TweetOver the next week or so I’ll hopefully be catching up on a few things that I haven’t been able to get to from the last several weeks, the first being the new Nasdaq and NYSE compensation committee listing standards: By way of background, Section 952 of the Dodd-Frank Wall Street Reform and Consumer Protection Act amended the Securities Exchange Act of 1934 by adding new Section 10C which requires that the Securities and Exchange Commission adopt rules directing… [read post]
29 Jan 2013, 9:45 am
Circuit’s recent opinion in Canning v. [read post]
20 Dec 2012, 4:00 am
Proving that a work-connected injury suffered as the result of an unexpected or unforeseeable event is critical to the approval of an application for accidental disability retirement benefits Suppa v DiNapoli, 2012 NY Slip Op 08622, Appellate Division, Third Department Frank J. [read post]
15 Nov 2012, 12:10 pm
We previously blogged about this petition, which was submitted by a group of ten law professors in response to the Supreme Court’s opinion in the Citizens United v. [read post]
31 Oct 2012, 1:48 am
Congress enacted the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank Act”) in July 2010. [read post]
31 Oct 2012, 1:48 am
Congress enacted the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank Act”) in July 2010. [read post]
31 Oct 2012, 1:48 am
Congress enacted the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank Act”) in July 2010. [read post]
31 Oct 2012, 1:48 am
Congress enacted the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank Act”) in July 2010. [read post]
15 Oct 2012, 4:51 pm
Supreme Court Justice Anthony Kennedy, U.S. v. [read post]
10 Oct 2012, 11:09 am
” In Kramer v. [read post]
10 Oct 2012, 7:09 am
” In Kramer v. [read post]
1 Oct 2012, 8:02 am
TweetSection 952 of the Dodd-Frank Wall Street Reform and Consumer Protection Act amended the Securities Exchange Act of 1934 by adding new Section 10C which requires that the Securities and Exchange Commission adopt rules directing the national securities exchanges to prohibit the listing of a company’s equity securities if that company does not comply with certain compensation committee and compensation adviser requirements. [read post]
1 Oct 2012, 6:46 am
At bottom, the court found that the CFTC was wrong that a provision of the massive Dodd-Frank Wall Street Reform and Consumer Protection Act required the CFTC to adopt position limits. [read post]
16 Sep 2012, 10:31 pm
As previous noted here, American Petroleum Institute v. [read post]
5 Sep 2012, 4:17 pm
The study, which was created to fulfill the Dodd Frank Act’s section 917, is a representation of information distilled by SEC staff from retail investors, focus groups, public comments, quantitative research, and FLEC, which is comprised of 22 federal entities and was set up under the Fair and Accurate Credit Transactions Act of 2003's Title V to better financial literacy in this country. [read post]
2 Sep 2012, 6:06 am
Bush v. [read post]
