Search for: "Working Group on Securities Disclosure Authority"
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23 Aug 2022, 4:49 am
A new group led by a prominent conservative lawyer has received $1.6 billion from one donor. [read post]
22 Aug 2022, 9:01 pm
The simplest paradigm for stablecoins, as noted in the President’s Working Group for Financial Market’s Report on Stablecoins, is for regulated banks to accept deposits and to issue stablecoins solely as a digital representation of such deposits. [read post]
22 Aug 2022, 4:08 pm
Yet there is still more work to be done regarding FISC transparency. [read post]
21 Aug 2022, 9:01 pm
Protecting Americans from unlawful commercial surveillance and data security practices is critical work, and I look forward to undertaking this effort with both the necessary urgency and rigor. [read post]
19 Aug 2022, 4:00 am
Phan told authorities he gave the teenager $43,000 in [read post]
18 Aug 2022, 7:03 am
Classified information is defined as information, the disclosure of which will cause damage to the national security of the United States. [read post]
17 Aug 2022, 2:15 am
An attorney will be able to review all of the facts and circumstances and ensure that any authorization forms, disclosures, and procedures comply with federal, state, and local law. [read post]
14 Aug 2022, 12:01 pm
While other Chinese authorities have also been active in a regulatory rectification unleashed in November 2020 with the last-minute suspension of the Ant Group’s planned IPO, the CAC is no ordinary Chinese regulatory agency. [read post]
12 Aug 2022, 4:00 am
The council voted to hire the firm JL Group to carr [read post]
11 Aug 2022, 7:14 am
The Conti ransomware group shut down the administrative body in Ireland charged with managing the national health-care system, disrupting critical health treatments. [read post]
10 Aug 2022, 9:05 pm
The mandatory disclosure requirements are less likely to identify relevant information when the nominating shareholder has a small economic stake in the company and might be working with social activists, unions, or pension plans. [read post]
10 Aug 2022, 6:14 am
Update on the Investigation: Dustin Shafer & Shafer Financial Group, Springfield IL According to an SEC administrative order, on August 9, 2022 the Securities and Exchange Commission reportedly barred financial advisor Dustin Paul Shafer (CRD # 4198962) from working in the securities industry after charges by the State of Illinois alleged broker misconduct including allegations that he borrowed money from an elderly client. [read post]
5 Aug 2022, 6:01 am
The committee’s work isn’t over. [read post]
5 Aug 2022, 4:00 am
Aleksandr Viktorovich Ionov, who lives in Moscow, worked for nearly eight years with Russian officials to fund and direct the U.S. groups, according to the indictment. [read post]
4 Aug 2022, 11:43 am
Plaintiff alleges that the disclosure of the URL—the limitation —did not grant Amanda authorization to access the Google Drive. [read post]
29 Jul 2022, 4:00 am
The indictment includes updated details on Porter’s alleged role bribing then-Department of Public Works Director Mohammed Nuru for favorable treatmen [read post]
28 Jul 2022, 9:05 pm
This post provides an overview of shareholder proposals submitted to public companies during the 2022 proxy season,[1] including statistics and notable decisions from the staff (the “Staff”) of the Securities and Exchange Commission (the “SEC”) on no-action requests.[2] I. [read post]
26 Jul 2022, 9:01 pm
One remaining concern, even among the well-prepared, is operational readiness, which is the focus of the ARRC’s Operations and Infrastructure Working Group.[14]Asset managers – and their lawyers – should be mindful of their disclosure obligations with respect to LIBOR as well as any valuation risks arising from the transition. [read post]
22 Jul 2022, 5:07 am
Parratt said the SEC divided companies in to three groups; (1) the top 1,000 companies by market capitalization; (2) the next 6,000 companies; and (3) all of the rest. [read post]
22 Jul 2022, 5:02 am
This reform effort began at the urging of the Digital Due Process (DDP) coalition, a joint civil society and industry group, which lobbied for a series of principles that it believed should guide ECPA reform. [read post]
