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8 Mar 2018, 8:08 am
Regulation D Rule 506(b) Rule 506(b) allows an issuer to raise an unlimited amount of funds from investors; however, the issuer cannot use general solicitation. [read post]
9 Oct 2023, 11:48 am
§ 128.402(c)(2)(i). [read post]
8 Apr 2022, 12:21 pm
When partnerships distribute money to partners in excess of the partners’ tax bases in the partnership, gain results (this does not apply if (a) property is returned to the contributor; (b) the partnership is an investment company; or (c) the partner is an “eligible partner”, which exceptions are beyond the scope of this post). [read post]
10 Nov 2023, 9:00 am
The clause states: C. [read post]
10 Jun 2019, 12:12 pm
For example, assume that the owner specified that all lumber used must be manufactured by company A, but the contractor actually used lumber manufactured by company B. [read post]
14 Apr 2017, 8:08 am
By Hans C. [read post]
14 May 2015, 6:00 am
(b) The specific duties and responsibilities necessarily related to the license or employment sought or held by the person. [read post]
12 Jul 2016, 5:00 am
This is informally known as the “Eddie Murphy rule” from the movie “Trading Places,” said Aloisi.Finally, Section 6(c) and Rule 180.1 are catchall fraud rules modeled “very closely” after Exchange Act Section 10(b) and SEC Rule 10b-5, said Aloisi. [read post]
3 Apr 2015, 6:57 am
B. [read post]
20 Sep 2011, 5:54 pm
As the Sixth Circuit pointed out, the courts that have examined the “associational” discrimination provisions of the ADA have focused on three component parts of that theory: a) expense; b) disability by association; and c) distraction. [read post]
7 Apr 2023, 1:18 pm
Globally speaking, car manufacturing is a big business dominated by 20 companies in 8 countries. [read post]
16 May 2011, 3:04 pm
`(B) EXCEPTION- A person may manufacture or process a chemical substance in a manner prohibited by subparagraph (A), if the person-- `(i) submits to the Administrator a new or updated declaration under section 8(a); and … [read post]
21 Apr 2015, 5:28 pm
The remaining dozen or so cases brought by the FTC have been filed in federal courts pursuant to the agency’s injunctive authority under section 13(b) of the Federal Trade Commission Act (FTC Act). [read post]
14 Apr 2013, 5:20 am
You can catch up on the rest of the series here: A is for Annualized Income Installment Method B is for Bad Debt Expense C is for Carpooling D is for Disaster Relief E is for Educational Assistance F is for Fellowships and Scholarships G is for Government Debt H is for Hardship Withdrawal. [read post]
5 Oct 2011, 2:00 am
Thus, under this theory, if a foreign issuer dually lists its shares for trading on both a home country exchange and a U.S. exchange, then Section 10(b) reaches all purchases and sales of the company’s shares, whether inside or outside the United States and regardless of how small the U.S. percentage of the worldwide trading volume in that issuer’s shares. [read post]
21 Mar 2011, 4:04 pm
And NOT as in the entire CD medium catalogue of a single record company. [read post]
21 Jul 2010, 1:12 pm
Subtitle C–Space Shuttle Sec. 221. [read post]
11 Jan 2019, 4:23 am
Following the recent CJEU decisions in Case C-617/15(Hummel v Nike, reported in various places including here) and joined Cases C-24/16 and C-25/16 (Nintendo v BigBen Interactive, reported on this very blawg), the English court’s decision in Poul Chang Metal Industry Company Ltd v Bailcast Ltd and Anor [2018] EWHC 3432 (Ch) has just become available. [read post]
11 Dec 2018, 10:04 am
(Seems like a B&B v. [read post]
9 Apr 2023, 9:01 pm
Warning letters often are not issued until a company has been given months to years to correct problems. [read post]
