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13 May 2011, 4:45 am
SEC Staff Issues New Electronic Roadshow No-Action Letter I was surprised to see that the SEC's Division of Trading and Markets issued a new no-action response related to electronic roadshows last week - this one to Roadshow Broadcast LLC. [read post]
11 May 2011, 10:57 am
Today, in a case closely watched on Wall Street, a federal Jury in New York convicted Raj Rajaratnam, the Managing Member of Galleon Management, LLC, of five counts of conspiracy to commit securities fraud and nine counts of securities fraud, stemming from what prosecutors called "his involvement in the largest hedge fund insider trading scheme in history. [read post]
11 May 2011, 10:57 am
Today, in a case closely watched on Wall Street, a federal Jury in New York convicted Raj Rajaratnam, the Managing Member of Galleon Management, LLC, of five counts of conspiracy to commit securities fraud and nine counts of securities fraud, stemming from what prosecutors called "his involvement in the largest hedge fund insider trading scheme in history. [read post]
11 May 2011, 5:30 am
(DSi) Employs Server Virtualization as Green Initiative - http://tinyurl.com/444jhaw (PR Web) doeLEGAL Selected by BASF Corporation to Manage Legal Spend – http://tinyurl.com/3dvozt4 (PRWeb) DSU Discovery Installs InControl™ by Reveal Data as its Lit Supt Platform and Expands to Minneapolis - http://tinyurl.com/3s52ql5 (PR Web) eDiscovery Technology TunnelVision Introduces Flexible Search – http://tinyurl.com/3mab57x (PR Web) eTERA… [read post]
Derivative Use by Investment Companies Will be Harder to Oversee in Coming Years, Warns SEC Official
10 May 2011, 10:38 pm
Related Web Resources: Oversight of Fund Use of Derivatives To Be More Complex, SEC Official Warns, BNA, April 29, 2011 Mutual Fund Directors Forum More Blog Posts: Ex-Employee Accuses Bank of America of Securities Fraud Involving Complex Derivatives Products, Stockbroker Fraud Blog, October 29, 2010 Whistleblower Lawsuit Claims Taxpayers Were Defrauded When Federal Government Bailed Out Houston-Based American International Group in 2008, Stockbroker Fraud Blog, May… [read post]
9 May 2011, 4:01 am
© 2011 Simple Justice NY LLC. [read post]
8 May 2011, 11:58 am
LLC, according to the complaint filed in Autauga County Circuit Court. [read post]
6 May 2011, 3:59 pm
Federal Trade Commission. [read post]
5 May 2011, 11:23 am
Related Web Resources: Lancer Group Founder Michael Lauer Acquitted of Stock Fraud in Hedge Funds, Bloomberg, April 27, 2011 Lancer Founder Wins Acquittal, Hedgefund.net, April 27, 2011 Michael Lauer to Pay More Than $62 Million in Hedge Fund Fraud Case, SEC, May 8, 2009 More Blog Posts: Juno Mother Earth Asset Management LLC and Its Founders Face SEC Securities Fraud Lawsuit Over Alleged $1.8M Looting of Hedge Fund Assets, Institutional Investors Securities… [read post]
4 May 2011, 3:21 pm
Brekka: The district court, relying on LVRC Holdings LLC v. [read post]
3 May 2011, 5:33 am
Architectural Mailboxes, LLC v. [read post]
2 May 2011, 9:08 pm
As recently as November, Kandi's shares were trading for as much as $7.25, giving the company a market capitalization of nearly $160 million. [read post]
30 Apr 2011, 5:22 am
Green Edge Enters., LLC v. [read post]
28 Apr 2011, 4:58 pm
Adam Savett, attorney and Director of Securities Class Actions for the class action claims aggregator Claims Compensation Bureau, LLC, the first class action claims aggregator, graciously agreed to author the following guest post describing the history of the industry and the services that these companies provide to their clients. [read post]
28 Apr 2011, 3:37 pm
The SEC today charged Jonathan Hollander, a former hedge fund professional, with insider trading in Albertson’s, LLC based on material nonpublic information regarding an impending acquisition of ABS that Hollander received from a friend who was employed by the financial... [read post]
25 Apr 2011, 2:40 am
As alleged in In the Matter of Risk Reward Capital Management Corp., RRC Management LLC, RRC BioFund LP, and James Silverman, Docket No. [read post]
22 Apr 2011, 10:11 am
Tomassi Law Associates, LLC – Learn More at www.attorneyri.com article sourceKeep ones weblog impressive with the help of Automated Blog Content offered by means of BlogDominator.com Tomassi Law Associates, LLC is a Rhode Island based law practice with offices in Wakefield, Warwick and North Providence, RI. [read post]
20 Apr 2011, 5:31 am
Litigation - http://tinyurl.com/3ueu6s3 (Richard Wigley, Xu Jing) Cloud Computing and the Encryption Red Herring - http://tinyurl.com/3roozqo (Niki Black) Company Ordered To Notify All Present And Future Plaintiffs Of Discovery Failures - http://tinyurl.com/44cxval (RCA Law) Computer Forensics and Cloud Computing - http://tinyurl.com/3vyqrn3 (Jason Paroff, Alan Brill) Discovery Helps Drive Deal in Motorola-Huawei Trade Secrets Suit - http://tinyurl.com/3mowyxw (David BarioE-… [read post]
19 Apr 2011, 12:00 pm
The FTC charged that Sam Tarad Sky, Allrepco LLC, Credit Restoration Brokers LLC (CRB), and Debt Negotiations Associates LLC (DNA) violated the terms of a March 2010 court order that resolved charges that the defendants deceptively marketed credit repair and debt relief services, and illegally charged an up-front fee for credit repair services. [read post]
18 Apr 2011, 5:14 am
Securities and Exchange Commission, and U.S. [read post]
