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9 Jul 2021, 5:50 am
, ISS, Proxy advisors, Say on pay, Shareholder voting The Opportunity for SEC Regulation of Climate Disclosures Posted by Lesley Hunter, American Council on Renewable Energy, on Thursday, July 8, 2021 Tags: Climate change, Disclosure, Environmental disclosure, ESG, SEC, SEC rulemaking, Securities regulation, Sustainability [read post]
23 Oct 2017, 1:11 pm
Those advisors who cleverly play to this expectation will get very rich. [read post]
22 Dec 2022, 6:11 am
Earlier this week, Jake Sullivan, the national security advisor to U.S. [read post]
29 Jun 2011, 10:23 pm
I love the reference in the memo of law to the unnamed financial advisors and unnamed leading contract law professor. [read post]
22 Sep 2016, 12:38 pm
Unfortunately, not everyone has your best financial interest at heart. [read post]
28 Jun 2012, 10:06 am
The PCLaw AMP provides software upgrades and service packs, live technical support, online training, and the Mobility service. [read post]
9 Jun 2016, 3:28 pm
Louis-based investment advisor R.T. [read post]
28 Jan 2023, 7:32 am
It was nicely summarized, even in an environment friendly to ESG analytics, in instruments such as the Santiago Principles (Principle 19: "The SWF’s investment decisions should aim to maximize risk-adjusted financial returns in a manner consistent with its investment policy, and based on economic and financial grounds. [read post]
3 Jan 2019, 11:33 am
(SF), First Union Securities, First Union Capital Markets, PaineWeber, Prudential-Bache Securities, IDS Life Insurance Company, IDS Marketing Corp. and IDS Financial Services. [read post]
30 Jun 2016, 8:32 pm
Friends, family and other professional advisors are trustworthy sources. [read post]
20 Jun 2017, 10:00 am
Friends, family and other professional advisors are trustworthy sources. [read post]
23 Nov 2010, 5:00 am
Lumpkins currently serves as a director of Ecolab, Inc., a cleaning and sanitation products and services provider; a Senior Advisor to Varde Partners, Inc., an asset management company specializing in alternative investments; and a member of the Advisory Board of Metalmark Capital, a private equity investment firm. [read post]
26 Mar 2021, 1:26 pm
The financial Power of Attorney must be accepted by the financial institution holding your assets. [read post]
9 May 2023, 8:34 am
Under the new test, financial advisors must (i) base their advice on an assessment of an appropriate range of financial products; (ii) recommend the most cost-efficient financial product from that range; and (iii) offer at least one financial product without additional features which are not necessary to the achievement of the client’s investment objectives. [read post]
30 Jan 2017, 1:22 pm
The board of directors and its compensation committee, in consultation with its advisors, decided to convert the Original Awards to service-based awards (the "Modified Awards") to balance rewarding management’s performance and enforcing the terms of the Original Awards. [read post]
6 Nov 2016, 7:46 pm
GM: The business terminal is a workflow tools that supports many constituencies in a financial serviced firm. [read post]
28 Nov 2020, 7:53 am
Alternatively, it is also possible to outsource service provision. [read post]
26 Sep 2022, 9:08 am
Well known for her extensive work with health care, insurance and other highly regulated entities on corporate compliance, internal controls and risk management, her clients range from highly regulated entities like employers, contractors and their employee benefit plans, their sponsors, management, administrators, insurers, fiduciaries and advisors, technology and data service providers, health care, managed care and insurance, financial services, government… [read post]
10 Dec 2013, 8:27 am
As an added service to employees, many human resources departments also may want to consider alerting employees to consult their tax advisor or take other steps to properly understand and retain documentation of mileage not only for business expense reimbursement, but also medical and moving purposes. [read post]
5 Oct 2011, 6:28 am
Van Gorkom, Chancellor Strine emphasized the importance of financial advisors in deals and that "conflicts of interest" in the deal process are "taken seriously. [read post]
