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11 May 2018, 12:30 pm
Securities trader is convicted of fraud for lying to customers about price he paid for residential mortgage-backed securities. [read post]
23 Jul 2012, 12:14 am
The Libor scandal first began to unfold more than four years ago, but the with dramatic announcements in late June of the imposition of fines and penalties of over $450 million against Barclays PLC, the scandal has shifted into a higher gear and is now the leading story in financial papers around the world. [read post]
23 Jan 2020, 5:00 am
It can increase volatility and some high-frequency traders have engaged in predatory activity; however, it is unlikely that these concerns have significant implications for investors or that an FTT is the best way to address them. [read post]
28 Dec 2016, 6:04 am
In almost all cases, the trader must prove consent (rather than the trade mark owner being required to prove the absence of consent). [read post]
23 May 2014, 9:00 am
The dips are distributed by Hot Mama’s Foods of Massachusetts and sold across the nation including at the popular Trader Joe’s retailer and under the Archer Farms label at Target stores. [read post]
1 Aug 2016, 9:26 am
| Friday Foghorn, including UK IPO invitation for IP valuation research bidsNever too late 104 [week ending on Sunday 10 July] e-Sport in the French Digital Republic Bill | Aspartame is back -- and is Pepsi playing by a new branding playbook| The USPTO moves to clear "Trademark Deadwood" | Court of Appeal of England and Wales confirms availability of blocking injunctions in online trade mark cases | An opportunity for IP scholars seeking… [read post]
10 Jul 2013, 6:25 am
Kluger argued that the district court only mechanically considered the § 3553(a) factors and failed to consider the "vast disparity" between his sentence, his co-defendants’ sentences, and the sentences of other insider traders. [read post]
21 May 2014, 1:44 am
Now trading in 11 countries within the EU, the company plans ultimately to offer a pan-European payment system and is already accepted by over 25,000 traders. [read post]
20 Nov 2013, 11:03 am
At the same time, he demonstrates how law was a necessary auxiliary tool for Egypt’s petty traders and moneylenders as part of his larger project to globalize the history of international law by describing a specifically Egyptian genealogy for its subaltern practice. [read post]
10 Oct 2017, 1:34 pm
Jospin’s supervision, the Atlanta office brought charges involving investment advisers, financial and disclosure fraud, insider trading, and those targeting retail investors, including:The investment services subsidiary of SunTrust Banks for collecting more than $1.1 million in fees from clients by improperly recommending more expensive mutual fund share classes when cheaper shares of the same funds were available KPMG LLP and an engagement partner, who agreed to pay more than $6.2… [read post]
6 Aug 2015, 9:00 pm
The Act does not specify who may make the application but in line with international practice, I expect that it would have to be a producers’ association rather than an individual trader. [read post]
18 Jan 2022, 5:53 am
Better Markets believes the 15 minute and next day reporting time-frames are weak (and should be further minimized) in light of high frequency traders’ ability to manipulate the system in seconds. [read post]
14 Feb 2019, 6:46 am
The report states that this principle has largely been implemented, but gaps were found in the monitoring of large exposures in three jurisdictions, default procedures in two jurisdictions, reporting of short selling in four jurisdictions, and reporting of large trader positions in commodity derivatives markets in one jurisdiction. [read post]
19 Jul 2014, 8:54 am
White’s letter states that the SEC is examining:"whether the existing net worth and income tests are appropriate measures that should continue to be used (presumably this also includes consideration of whether and how the net worth and income thresholds could or should be adjusted);whether financial professionals, such as registered investment advisers, consultants, brokers, traders, portfolio managers, analysts, compliance staff, legal counsel, and regulators should be… [read post]
22 Mar 2017, 1:20 pm
Malaysia); (b) there was a loss in the sales of the claimant’s goods; (c) the claimant was restricted from expanding the use of its mark to goods in other classes; or (d) the claimant was exposed to the risk of incurring legal liability from traders and consumers who had purchased the inferior goods of the defendant in the mistaken belief that they had acquired the claimant’s goods. [read post]
15 Dec 2019, 11:48 am
Collective trade marks were introduced into the EU trade mark system with the aim of enabling consumers and traders to recognise packaging which is included in the dual system and goods with such packaging, and to distinguish them from other packaging and good. [read post]
9 Aug 2022, 5:19 am
In its announcement, PredictIt said the “security of trader funds” is not affected by the action. [read post]
15 Mar 2013, 12:31 pm
” He reminds them that “Today’s dominant classes, successors to the slave owners as well as the slave traders (English, Portuguese, Dutch, and North American), have inherited a profound scorn for the poor. [read post]
28 Jun 2017, 7:11 am
According to Katsuyama, the proper role of an exchange is act as a neutral referee, providing the most accurate price to both sides of the trade, but exchanges fail in this role by selling a faster view of market data to high speed traders than the exchange itself relies on to price trades on its own market. [read post]
1 Nov 2021, 3:43 pm
To maximize reach, CEOB leveraged multi-agency efforts and partnerships, including with the SEC, NFA, FINRA and the American Association of Retired Persons (AARP).In response to the “meme trading” trend, in which retail traders took cues from social media message boards and online posts and flooded into certain markets and products, the CEOB published a customer advisory warning about the risks of reacting to Internet hype without an understanding of commodity futures, options,… [read post]
